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Robert Philip Alongi Jr

ABN AMRO SECURITIES (USA)
NEW BRUNSWICK, NJ
·CRD# 2445170·26 years experience

Professional Summary

Robert Philip Alongi JR, who also goes by Robert Philip Alongi, is a registered financial advisor currently at ABN AMRO SECURITIES (USA) LLC located in New Brunswick, New Jersey and ABN AMRO CAPITAL MARKETS (USA) LLC located in New York, New York. Robert is registered as a RR (Registered Representative) and started their career in finance in 2000. Robert has worked at 4 firms and has passed the Series 63, Series 82TO, Series 99TO, SIE,...

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Robert Philip Alongi

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

26 years in the financial services industry

Current & Past Employments

ABN AMRO SECURITIES (USA) LLC·CRD# 151796
BD
303 George Street Suite 3, New Brunswick, NJ 08901
February 8, 2023 - Present
ABN AMRO CAPITAL MARKETS (USA) LLC·CRD# 325235
BD
1. 250 Park Avenue Suite 911, New York, NY 101772. 250 Park Avenue Suite 911, New York, NY 10177
November 7, 2023 - Present
ABN AMRO SECURITIES (USA) LLC·CRD# 151796
BD
New Brunswick, NJ
April 9, 2010 - January 3, 2022
BNY CAPITAL MARKETS INC.·CRD# 18303
BD
New York, NY
May 14, 2003 - February 22, 2005
BNP PARIBAS SECURITIES CORP.·CRD# 15794
BD
New York, NY
January 20, 2000 - June 28, 2001

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Current Firm

AA
ABN AMRO CAPITAL MARKETS (USA) LLC

ABN AMRO CAPITAL MARKETS (USA) LLC

CRD#: 325235 / SEC#: 8-71059
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

250 Park Avenue Suite 911, New York, NY 10177

Mailing Address

250 Park Avenue Suite 911, New York, NY 10177

Phone Number

(917) 331-4881

Established

Delaware since 02/02/2023

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
ABN AMRO BANK N.V.SOLE MEMBER—
ALONGI, ROBERT PHILIP JRHEAD OF OPERATIONS2445170
LANGE, ALEXANDER CHRISTIANPRESIDENT4292286
LUO, ROGER ZHENYUANFINOP5840881
MOLESTINA, ANTONIO XAVIERGENERAL COUNSEL & CHIEF COMPLIANCE OFFICER2846750

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 2004About the Series 63 exam

Series 82TO — Limited Representative-Private Securities Offerings

Passed Feb 2023About the Series 82TO exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jan 2000About the Series 7 exam

Series 27 — Financial and Operations Principal Examination

Passed Nov 2010About the Series 27 exam

Series 24 — General Securities Principal Examination

Passed Dec 2009About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Robert Philip Alongi JR's CRS (Customer Relationship Summary).

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