Thomas Hammond Ii
Professional Summary
Thomas Hammond II, who also goes by Thomas Scott Hammond II, Thomas Hammond, was a registered financial advisor. Thomas was a previously registered financial professional and started their career in finance 2001 - 2023. Thomas had worked at 5 firms and has passed the Series 63, Series 57TO, SIE, Series 99, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Thomas Scott Hammond Ii, Thomas Hammond
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
25 years in the financial services industry
Current & Past Employments
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Current Firm
FIDELITY PRIME FINANCING | FIDELITY PRIME FINANCING, LLC
Contact Information
Main Address
155 Seaport Boulevard, Boston, MA 02210Mailing Address
245 Summer Street Mail Zone: V1b, Boston, MA 02210Phone Number
(617) 563-0844Established
Delaware since 10/02/2018Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (9 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | OWNER | — |
| CREEDON, ADAM | CHIEF COMPLIANCE OFFICER | 5417517 |
| CULLEN, KEVIN P | PRESIDENT; ELECTED MANAGER | 5173096 |
| HUNT, JON PETER | DIRECTOR | 2270130 |
| MARCHUK, ANTON V | ELECTED MANAGER | 4002432 |
| REMMES, GREGORY JOHN | PRINCIPAL OPERATIONS OFFICER, ELECTED MANAGER | 2169049 |
| RHODES, NOAH BUTLER | CHIEF FINANCIAL OFFICER | 6546392 |
| RYAN, KRISTA | C.L.O.; SECRETARY | — |
| TESAURO, THOMAS JOHN | C.E.O., ELECTED MANAGER | 1862532 |
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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