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David Allan Wasitowski

SAVILE CAPITAL MARKETS
SHERIDAN, WY
·CRD# 4187976·26 years experience

Professional Summary

David Allan Wasitowski is a registered financial advisor currently at SAVILE CAPITAL MARKETS LLC located in Sheridan, Wyoming. David is registered as a RR (Registered Representative) and started their career in finance in 2000. David has worked at 10 firms and has passed the Series 63, Series 99TO, SIE, Series 79, Series 7, Series 14, Series 27 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

26 years in the financial services industry

Current & Past Employments

SAVILE CAPITAL MARKETS LLC·CRD# 316748
BD
1. 2 N. Main Street Suite 310, Sheridan, WY 828012. 1200 Brickell Ave. Ste 1680, Miami, FL 331313. 250 Munoz Rivera Ave Suite 1420, San Juan, PR 009184. 2 N. Main Street Suite 310, Sheridan, WY 82801
November 2, 2022 - Present
UCAP AMERICAS·CRD# 173643
BD
Miami, FL
November 29, 2016 - August 6, 2021
MARTEL CAPITAL, LLC·CRD# 159049
BD
New York, NY
August 17, 2015 - October 31, 2016
FOREFRONT CAPITAL MARKETS LLC·CRD# 151812
BD
New York, NY
March 31, 2011 - August 17, 2015
GENESIS SECURITIES, LLC·CRD# 46992
BD
New York, NY
August 27, 2009 - January 26, 2011
CLIFDEN EQUITIES, LLC·CRD# 38278
BD
St. John
April 14, 2005 - June 22, 2006
PALI CAPITAL, INC.·CRD# 117783
BD
New York, NY
April 30, 2002 - November 26, 2008
PALI CAPITAL, LLC·CRD# 40173
BD
New York, NY
April 4, 2002 - April 30, 2002
PERSHING ADVISOR SOLUTIONS LLC·CRD# 36671
BD
Jersey City, NJ
August 24, 2001 - April 2, 2002
PERSHING LLC·CRD# 7560
BD
Jersey City, NJ
September 13, 2000 - April 5, 2002

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Current Firm

SC
SAVILE CAPITAL MARKETS LLC

SAVILE CAPITAL GROUP DBA | TRADE BRIDGE CAPITAL LLC | SAVILE CAPITAL MARKETS LLC

CRD#: 316748 / SEC#: 8-70857
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)

Contact Information

Main Address

2 N. Main Street Suite 310, Sheridan, WY 82801

Mailing Address

2 N. Main Street Suite 310, Sheridan, WY 82801

Phone Number

(307) 751-7122

Established

Wyoming since 08/16/2021

Firm Type

Limited Liability Company

Fiscal Year End

June

Firm Size

Small

FINRA licenses (8 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SAVILE CAPITAL GROUP LLCMEMBER—
MARINO, LUIS ALFONSOMANAGER, CEO & EXECUTIVE REP.1426723
WASITOWSKI, DAVID ALLANMANAGER, CCO, FINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER4187976

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(6/12/2024)
RR
Connecticut
(8/4/2023)
RR
Florida
(5/25/2023)
RR
Georgia
(10/2/2023)
RR
New York
(3/29/2023)
RR
Puerto Rico
(9/20/2023)
RR
Texas
(10/23/2023)
RR
Wyoming
(11/21/2022)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 2000About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 79 — Investment Banking Registered Representative Examination

Passed Mar 2011About the Series 79 exam

Series 7 — General Securities Representative Examination

Passed Sep 2000About the Series 7 exam

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 27 — Financial and Operations Principal Examination

Passed Feb 2001About the Series 27 exam

Series 24 — General Securities Principal Examination

Passed Oct 2000About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view David Allan Wasitowski's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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