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Luis Alfonso Marino

SAVILE CAPITAL MARKETS
SHERIDAN, WY
·CRD# 1426723·41 years experience

Professional Summary

Luis Alfonso Marino is a registered financial advisor currently at SAVILE CAPITAL MARKETS LLC located in Sheridan, Wyoming. Luis is registered as a RR (Registered Representative) and started their career in finance in 1985. Luis has worked at 7 firms and has passed the Series 63, Series 3, SIE, Series 7, Series 4, Series 24 and Series 8 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

41 years in the financial services industry

Current & Past Employments

SAVILE CAPITAL MARKETS LLC·CRD# 316748
BD
2 N. Main Street Suite 310, Sheridan, WY 82801
April 24, 2023 - Present
UCAP AMERICAS·CRD# 173643
BD
New York, NY
June 6, 2016 - November 23, 2020
INVESTMENT PLACEMENT GROUP·CRD# 14458
BD
San Diego, CA
June 21, 2012 - January 4, 2016
RODMAN & RENSHAW, LLC·CRD# 16415
BD
Norwalk, CT
September 9, 2011 - June 1, 2012
GENESIS SECURITIES, LLC·CRD# 46992
BD
New York, NY
August 11, 2009 - November 15, 2010
PALI CAPITAL, INC.·CRD# 117783
BD
New York, NY
November 8, 2004 - February 13, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
RIA
New York, NY
August 11, 2004 - October 12, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
November 19, 1985 - October 12, 2004

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Current Firm

SC
SAVILE CAPITAL MARKETS LLC

SAVILE CAPITAL GROUP DBA | TRADE BRIDGE CAPITAL LLC | SAVILE CAPITAL MARKETS LLC

CRD#: 316748 / SEC#: 8-70857
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)

Contact Information

Main Address

2 N. Main Street Suite 310, Sheridan, WY 82801

Mailing Address

2 N. Main Street Suite 310, Sheridan, WY 82801

Phone Number

(307) 751-7122

Established

Wyoming since 08/16/2021

Firm Type

Limited Liability Company

Fiscal Year End

June

Firm Size

Small

FINRA licenses (8 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SAVILE CAPITAL GROUP LLCMEMBER—
MARINO, LUIS ALFONSOMANAGER, CEO & EXECUTIVE REP.1426723
WASITOWSKI, DAVID ALLANMANAGER, CCO, FINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER4187976

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Connecticut
(8/4/2023)
RR
Florida
(8/3/2023)
RR
Wyoming
(5/9/2023)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 1986About the Series 63 exam

Series 3 — National Commodity Futures Examination

Passed Feb 2022About the Series 3 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Nov 1985About the Series 7 exam

Series 4 — Registered Options Principal Examination

Passed Oct 2017About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed Jan 2005About the Series 24 exam

Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)

Passed May 1998
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Luis Alfonso Marino's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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