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Patrick J Mcelhatton

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES
NEW YORK, NY
·CRD# 3010289·26 years experience

Professional Summary

Patrick J Mcelhatton is a registered financial advisor currently at TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC located in New York, New York. Patrick is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Patrick has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

26 years in the financial services industry

Current & Past Employments

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC·CRD# 20472
RIA
BD
1. 730 Third Avenue Nyc Regional, New York, NY 100172. Tuckahoe, NY
October 18, 2006 - Present
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC·CRD# 20472
RIA
BD
730 Third Avenue Nyc Regional, New York, NY 10017
October 18, 2006 - Present
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
New York, NY
September 13, 2005 - September 5, 2006
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
New York, NY
May 25, 2000 - August 4, 2005

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Current Firm

TI
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

ADVICE & PLANNING SERVICES | TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC | TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, INC. | TIAA-CREF BROKERAGE SERVICES | TIAA-CREF ADVICE AND PLANNING SERVICES | COLLEGE RETIREMENT EQUITIES FUND | ADVICE AND PLANNING SERVICES

CRD#: 20472 / SEC#: 801-63550, 8-44454
RIA
Registered Investment Advisory firm - SEC (9/24/2004 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

730 Third Avenue, New York, NY 10017-3206

Mailing Address

8500 Andrew Carnegie Boulevard, Charlotte, NC 28262-8500

Phone Number

(704) 988-3565

Established

Delaware since 01/01/2004

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Large

# of Employees

1,293

SEC notice filing (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

ADVICE & PLANNING SERVICES PORTFOLIO ADVISOR WRAP FEE PROGRAM - MARCH 31, 2026 (4/21/2026)

Direct owners and executive officers

NamePositionCRD#
TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICASOLE OWNER OF APPLICANT—
ABBOTT, ROSS HAMLETCHIEF OPERATING OFFICER, ELECTED MANAGER2756063
BARNHILL, HELEN GWYNCHIEF LEGAL OFFICER2574877
BELLUCCI, RAYMOND JOHNELECTED MANAGER1807977
D AMBROSI, JULIAN MAUROPRESIDENT, CEO, ELECTED MANAGER4729324
DEATS, JAMES JELECTED MANAGER4895304
HEASLIP, DEREK JAMESELECTED MANAGER6318596
INTIHAR, JEREMY ROSSCHIEF COMPLIANCE OFFICER - REGISTERED INVESTMENT ADVISER5040823
LEWIS, BENJAMIN HERBERTELECTED MANAGER1687894
MUKHERJEE, NILADRIELECTED MANAGER5227234
OVHORI, ELOHO ISIMEMECHIEF FINANCIAL OFFICER8201407
SARAVANAN, SHANKARVICE PRESIDENT, ELECTED MANAGER7789140
STICKROD, CHRISTOPHER EUGENEELECTED MANAGER4627958
WEINSTEIN, SCOTT WILLIAMCHIEF COMPLIANCE OFFICER - BROKER DEALER4324014

Regulatory Assets Under Management

Total Number of Accounts

72,503

AUM (Assets Under Management)

$37,928,601,788

Disclosures

Regulatory Event

8

Arbitration

4

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
09/23/2026Cover PageReport
01/22/2026Cover PageReport
01/23/2025Cover PageReport
12/13/2023Cover PageReport

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

AES CRESTWOOD FOUNDATION POSITION: Board NATURE: The AES Crestwood Foundation, Inc., a 501(C)
(3) charitable organization, was created to ensure that Annunciation School will always be able to continue its mission of educating students in a Catholic education of excellence. The goals of The Foundation are to provide funds to sustain and expand existing programs, create innovative new initiatives, support the professional development of the faculty and staff, keep tuition affordable, and provide support for the school in future years to ensure its continued growth. At the close of each academic year, the school presents a grant proposal of new initiatives to The AES Crestwood Foundation's Board of Directors, who thoughtfully evaluates each proposal and determines which initiatives to fund. Our Board of Directors, composed of parishioners and alumni from across the decades, ensures that donations to the Foundation are strategically utilized to ensure that Annunciation School remains one of the premier providers of Catholic education in Westchester County INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 10/04/2018 ADDRESS: 470 Westchester Ave, Crestwood NY 10707, United States DESCRIPTION: Advisor-Finance

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

ADVICE & PLANNING SERVICES | TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC | TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, INC. | TIAA-CREF BROKERAGE SERVICES | TIAA-CREF ADVICE AND PLANNING SERVICES | COLLEGE RETIREMENT EQUITIES FUND | ADVICE AND PLANNING SERVICES

CRD#: 20472 / SEC#: 801-63550, 8-44454
RIA
Registered Investment Advisory firm - SEC (9/24/2004 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(9/11/2018)
RR
Colorado
(5/19/2015)
RR
Connecticut
(10/18/2006)
RR
Delaware
(2/11/2022)
RR
District of Columbia
(3/3/2023)
RR
Florida
(10/18/2006)
RR
Georgia
(7/26/2021)
RR
Idaho
(11/29/2018)
RR
Kansas
(10/3/2012)
RR
Maine
(1/20/2021)
RR
Maryland
(8/20/2018)
RR
Massachusetts
(9/1/2020)
RR
Michigan
(7/31/2019)
RR
New Jersey
(10/18/2006)
RR
New York
(10/18/2006)
IAR
New York
(5/25/2021)
RR
North Carolina
(11/26/2013)
RR
Oregon
(9/11/2018)
RR
Pennsylvania
(10/3/2012)
RR
Rhode Island
(7/6/2021)
RR
Texas
(3/22/2012)
IAR
Texas
(8/19/2025)
RR
Vermont
(10/3/2012)
IAR
Vermont
(8/25/2025)
RR
Virginia
(11/21/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Nov 2005About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed May 2000About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Patrick J Mcelhatton's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Patrick J Mcelhatton's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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