Jacques C. Adrien
Professional summary
Jacques C Adrien, who also goes by Jacques C Adrien Jr, Jacques Carlo Adrien Jr, Jacques Adrien, is a registered financial professional currently at DRIVEWEALTH, LLC located in New York, New York.
Jacques is registered as a RR (Registered Representative) and started their career in finance in 2019. Jacques has worked at 6 firms and has passed the SIE, Series 99TO and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jacques C Adrien's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 2, 2025 - Present
DRIVEWEALTH, LLC
Office #1: 28 Liberty Street 50th Floor, New York, NY, 10005July 13, 2023 - March 25, 2025
MORGAN STANLEY & CO. LLC
December 12, 2022 - November 14, 2023
AFS SECURITIES, LLC
April 9, 2021 - June 3, 2024
E*TRADE SECURITIES LLC
December 2, 2020 - December 7, 2020
SOLIUM FINANCIAL SERVICES LLC
May 17, 2019 - March 25, 2025
MORGAN STANLEY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
NYSE Texas, Inc.
Nasdaq BX, Inc.
Nasdaq Stock Market
New York Stock Exchange
Current Firm
DRIVEWEALTH, LLC
CRD#: 165429 / SEC#: , 8-69161
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DRIVEWEALTH HOLDINGS, INC. | SOLE MEMBER | |
| BLANGIARDO, ALESSIO | FINANCIAL & OPERATIONS PRINCIPAL | 5600541 |
| ILARIO, ANTHONY | COO | 2262100 |
| LAMKE, JAMES DANIEL | CHIEF COMPLIANCE OFFICER | 1418047 |
| PALAPARTHI, VENU MADHAV | CHIEF EXECUTIVE OFFICER | 2437777 |
| POND, ERIC | ROSFP | 6069469 |
| QUINONES, VINCENT JOSEPH | HEAD OF EXECUTION SERVICES | 4308610 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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