David Ross Portnoff
Professional Summary
David Ross Portnoff is a registered financial advisor currently at BRADESCO SECURITIES, INC. located in New York, New York and ITAU BBA USA SECURITIES, INC. located in New York, New York. David is registered as a RR (Registered Representative) and started their career in finance in 1998. David has worked at 35 firms and has passed the SIE, Series 99TO and Series 27 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
28 years in the financial services industry
Current & Past Employments
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Current Firm
TRIUMPH CAPITAL MARKETS | TRIUMPH CAPITAL MARKETS, LLC
Contact Information
Main Address
150 North Riverside Plaza Suite 5200, Chicago, IL 60606Mailing Address
150 North Riverside Plaza Suite 5200, Chicago, IL 60606Phone Number
(312) 705-2788Established
Delaware since 05/08/2023Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (5 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(5/30/2008)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view David Ross Portnoff's CRS (Customer Relationship Summary).
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