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Rommel Gomez Cosio

HOWDEN TIGER CAPITAL MARKETS & ADVISORY
New York, NY
·CRD# 2017788·36 years experience

Professional Summary

Rommel Gomez Cosio, who also goes by Mel Cosio, Rommel Gomez Cosio, Rommel Cosio, is a registered financial advisor currently at HOWDEN TIGER CAPITAL MARKETS & ADVISORY, LLC located in New York, New York and JAVELIN PRIVATE CAPITAL GROUP LLC located in New York, New York. Rommel is registered as a RR (Registered Representative) and started their career in finance in 1990. Rommel has worked at 17 firms and has passed the Series 63, Series...

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Mel Cosio, Rommel Gomez Cosio, Rommel Cosio

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

36 years in the financial services industry

Current & Past Employments

HOWDEN TIGER CAPITAL MARKETS & ADVISORY, LLC·CRD# 172729
BD
1350 Avenue Of The Americas 33rd Floor, New York, NY 10019
January 4, 2021 - Present
JAVELIN PRIVATE CAPITAL GROUP LLC·CRD# 310169
BD
800 3rd Ave Suite 3703, New York, NY 10022
November 18, 2021 - Present
VESTED SECURITIES·CRD# 311789
BD
Tuscaloosa, AL
February 7, 2022 - Present
CAPITALA SECURITIES, LLC·CRD# 304095
BD
4201 Congress Street Suite 360c, Charlotte, NC 28209-4636
March 1, 2023 - Present
TRIUMPH CAPITAL MARKETS, LLC·CRD# 327963
BD
150 North Riverside Plaza, Suite 5200, Chicago, IL 60606
April 1, 2024 - Present
LEX·CRD# 304601
BD
New York, NY
February 1, 2023 - March 20, 2023
INDEPENDENCE POINT SECURITIES LLC·CRD# 318171
BD
New York, NY
May 16, 2022 - July 8, 2024
PCS SECURITIES, INC.·CRD# 47588
BD
New York, NY
August 4, 2021 - April 21, 2023
ROYAL TREASURE SECURITIES LLC·CRD# 292325
BD
New York, NY
June 3, 2021 - February 14, 2025
EQUITYBEE SECURITIES, LLC·CRD# 41896
BD
Palo Alto, CA
March 8, 2021 - January 20, 2022
INDEPENDENT BROKERAGE SOLUTIONS LLC·CRD# 153563
BD
New York, NY
March 30, 2020 - December 9, 2020
BURKE & QUICK PARTNERS LLC·CRD# 153521
BD
Uniondale, NY
November 23, 2010 - April 30, 2018
TULLETT PREBON FINANCIAL SERVICES LLC·CRD# 28196
BD
Uniondale, NY
April 30, 2007 - January 10, 2011
CHAPDELAINE CORPORATE SECURITIES & CO·CRD# 23741
BD
Uniondale, NY
April 23, 2004 - May 17, 2007
APEX CLEARING CORPORATION·CRD# 13071
BD
Dallas, TX
February 20, 2001 - April 19, 2004
BT BROKERAGE CORPORATION·CRD# 16570
BD
New York, NY
May 22, 2000 - February 6, 2001
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Weehawken, NJ
April 24, 1990 - May 26, 2000

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Current Firm

TC
TRIUMPH CAPITAL MARKETS, LLC

TRIUMPH CAPITAL MARKETS | TRIUMPH CAPITAL MARKETS, LLC

CRD#: 327963 / SEC#: 8-71147
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

150 North Riverside Plaza Suite 5200, Chicago, IL 60606

Mailing Address

150 North Riverside Plaza Suite 5200, Chicago, IL 60606

Phone Number

(312) 705-2788

Established

Delaware since 05/08/2023

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (5 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
TRIUMPH CAPITAL MARKETS HOLDCO, LPSOLE MEMBER—
COSIO, ROMMEL GOMEZCHIEF COMPLIANCE OFFICER2017788
GIBBONS, KEVIN PATRICKCHIEF EXECUTIVE OFFICER2382418
PORTNOFF, DAVID ROSSFINOP, PFO, POO2977967

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
New Jersey
(5/8/2024)
RR
New York
(1/4/2021)
RR
South Dakota
(4/26/2024)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1990About the Series 63 exam

Series 52TO — Municipal Securities Representative Examination

Passed Apr 2025About the Series 52TO exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Apr 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Apr 1990About the Series 7 exam

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 24 — General Securities Principal Examination

Passed Feb 2005About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Rommel Gomez Cosio's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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