Kevin Patrick Gibbons
CFAProfessional Summary
Kevin Patrick Gibbons, CFA is a registered financial advisor currently at TRIUMPH CAPITAL MARKETS, LLC located in Chicago, Illinois. Kevin is registered as a RR (Registered Representative) and started their career in finance in 1994. Kevin has worked at 9 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 6 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Credentials
Years of Experience
32 years in the financial services industry
Current & Past Employments
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Current Firm
TRIUMPH CAPITAL MARKETS | TRIUMPH CAPITAL MARKETS, LLC
Contact Information
Main Address
150 North Riverside Plaza Suite 5200, Chicago, IL 60606Mailing Address
150 North Riverside Plaza Suite 5200, Chicago, IL 60606Phone Number
(312) 705-2788Established
Delaware since 05/08/2023Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (5 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(5/21/2024)
(8/22/2024)
(5/21/2024)
(5/24/2024)
(5/3/2024)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Feb 1994About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Kevin Patrick Gibbons's CRS (Customer Relationship Summary).
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