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Matthew Paul Morrissey

FOUR POINTS CAPITAL PARTNERS
RIDGEWOOD, NJ
·CRD# 2971073·29 years experience

Professional Summary

Matthew Paul Morrissey is a registered financial advisor currently at FOUR POINTS CAPITAL PARTNERS LLC located in Ridgewood, New Jersey. Matthew is registered as a RR (Registered Representative) and started their career in finance in 1997. Matthew has worked at 14 firms and has passed the Series 63, Series 79TO, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

29 years in the financial services industry

Current & Past Employments

FOUR POINTS CAPITAL PARTNERS LLC·CRD# 43149
BD
55a. Ridgewood Avenue Suite 12, Ridgewood, NJ 07450
June 6, 2018 - Present
BARDOWN CAPITAL LLC·CRD# 158970
BD
Old Tappan, NJ
October 4, 2013 - March 22, 2017
BAYES CAPITAL LLC·CRD# 159644
BD
Old Tappan, NJ
April 30, 2013 - June 5, 2018
SEVEN POINTS CAPITAL, LLC·CRD# 144211
BD
New York, NY
July 8, 2011 - June 18, 2013
TRANSCEND CAPITAL·CRD# 104483
BD
Austin, TX
May 12, 2010 - August 12, 2010
MD GLOBAL PARTNERS, LLC·CRD# 140988
BD
New York, NY
May 11, 2010 - July 8, 2011
THE BENCHMARK COMPANY, LLC·CRD# 22982
BD
New York, NY
May 1, 2008 - May 6, 2010
TRADE MANAGE CAPITAL, INC.·CRD# 7263
BD
Saddle Brook, NJ
January 31, 2007 - May 1, 2008
SOUTHRIDGE INVESTMENT GROUP LLC·CRD# 45531
BD
Ridgefield, CT
March 23, 2006 - December 19, 2006
INVESTMENT ADVISORS & CONSULTANTS, INC.·CRD# 7996
BD
West Long Branch, NJ
March 9, 2004 - December 31, 2005
TD WEALTH MANAGEMENT SERVICES INC.·CRD# 6940
BD
Philadelphia, PA
June 12, 2002 - October 2, 2003
TAFFERER TRADING, LLC·CRD# 36816
BD
New York, NY
September 9, 1998 - May 30, 2002
REPEX & CO., INC.·CRD# 10116
BD
Closter, NJ
February 6, 1998 - July 9, 1998
ANDREW GARRETT, INC.·CRD# 36250
BD
New York, NY
November 24, 1997 - March 10, 1998

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Current Firm

FP
FOUR POINTS CAPITAL PARTNERS LLC

AURORA FINANCIAL SERVICES, L.L.C. | HAYDEN & ASSOCIATES | FOUR POINTS CAPITAL PARTNERS LLC

CRD#: 43149 / SEC#: 8-50162
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

Contact Information

Main Address

55a E. Ridgewood Avenue Suite 12, Ridgewood, NJ 07450

Mailing Address

55a E. Ridgewood Avenue Suite 12, Ridgewood, NJ 07450

Phone Number

(212) 257-5240

Established

Texas since 07/23/1997

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
5M HOLDINGS LLCMANAGING MEMBER—
GRAY, JOHN CLARKECHIEF FINANCIAL OPERATIONS OFFICER / CFO1367440
MARTINO, MICHAEL CHRISTOPHERCHIEF EXECUTIVE OFFICER2579146
MURPHY, GENE RYANCHIEF OPERATIONS OFFICER4739772
TOOKE, JEFFREY ACHIEF COMPLIANCE OFFICER, AMLCO5621579

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
New Jersey
(6/6/2018)
RR
New York
(6/6/2018)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1997About the Series 63 exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Oct 1998

Series 7 — General Securities Representative Examination

Passed Nov 1997About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Nov 1999About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Matthew Paul Morrissey's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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