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JG

John Clarke Gray

FOUR POINTS CAPITAL PARTNERS
RIDGEWOOD, NJ
·CRD# 1367440·39 years experience

Professional Summary

John Clarke Gray, who also goes by Clarke Gray, is a registered financial advisor currently at FOUR POINTS CAPITAL PARTNERS LLC located in Ridgewood, New Jersey and ARK SECURITIES LLC located in New York , New York. John is registered as a RR (Registered Representative) and started their career in finance in 1984. John has worked at 23 firms and has passed the Series 99TO, SIE, Series 3, Series 7, Series 27 and Series 24...

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Clarke Gray

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

39 years in the financial services industry

Current & Past Employments

FOUR POINTS CAPITAL PARTNERS LLC·CRD# 43149
BD
55a E. Ridgewood Avenue Suite 12, Ridgewood, NJ 07450
October 1, 2013 - Present
ARK SECURITIES LLC·CRD# 246787
BD
44 Wall Street Suite 602, New York , NY 10005
November 3, 2015 - Present
FARVAHAR CAPITAL LLC·CRD# 281901
BD
324 Royal Palm Way #300, Palm Beach, FL 33480
February 18, 2016 - Present
ASTOR RIDGE N.A. LLP·CRD# 282626
BD
60 Rumson Road, Rumson, NJ 07760
August 24, 2016 - Present
ANGEL POND CAPITAL LLC·CRD# 287761
BD
30 E 85th St 30th Floor, New York, NY 10028
June 6, 2017 - Present
BANCTRUST SECURITIES USA·CRD# 313116
BD
New York, NY
June 13, 2024 - June 11, 2026
LONG BRIDGE SECURITIES, LLC·CRD# 314519
BD
Plano, TX
August 1, 2022 - May 21, 2025
AVIOR CAPITAL MARKETS US, LLC·CRD# 172595
BD
New York, NY
March 19, 2020 - July 5, 2021
AXIS CAPITAL USA, LLC·CRD# 293368
BD
New York, NY
June 21, 2019 - July 31, 2026
LOUIS CAPITAL MARKETS, LLC·CRD# 48013
BD
Paris
July 12, 2018 - March 9, 2021
AMBIT AMERICA INC.·CRD# 173795
BD
New York, NY
January 10, 2018 - March 6, 2025
WEBULL FINANCIAL LLC·CRD# 289063
BD
New York, NY
January 4, 2018 - September 19, 2022
PANMURE GORDON SECURITIES LIMITED·CRD# 268823
BD
London
July 5, 2016 - December 16, 2024
B-FLEXION INVESTMENTS (US) INC.·CRD# 169457
BD
New York, NY
January 2, 2015 - August 29, 2023
GREENLEYS CAPITAL MARKETS LLP·CRD# 168558
BD
Nyc, NY
April 8, 2014 - March 24, 2023
JETT CAPITAL ADVISORS, LLC·CRD# 169127
BD
New York, NY
March 18, 2014 - May 26, 2026
LIQUIDITY FINANCE LP·CRD# 167568
BD
Greenwich, CT
September 10, 2013 - March 6, 2023
FAIRFAX SECURITIES CORPORATION·CRD# 37967
BD
New York, NY
July 3, 2013 - May 30, 2014
GRAIL SECURITIES, LLC·CRD# 136258
BD
New York, NY
August 19, 2008 - September 21, 2016
APEX CLEARING CORPORATION·CRD# 13071
BD
New York, NY
October 21, 2004 - January 30, 2006
ING BARING (U.S.) SECURITIES, INC.·CRD# 5285
BD
New York, NY
November 6, 1995 - July 9, 1997
INTERNATIONALE NEDERLANDEN (U.S.) SECURITIES CORPORATION·CRD# 31797
BD
September 3, 1993 - November 7, 1995
THOMSON MCKINNON SECURITIES INC.·CRD# 829
BD
New York, NY
March 7, 1984 - October 30, 1989

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Current Firm

AP
ANGEL POND CAPITAL LLC

ANGEL POND CAPITAL LLC | PUISSANCE FINANCIAL GROUP LLC

CRD#: 287761 / SEC#: 8-69910
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

30 E 85th St 30th Fl, New York, NY 10028

Mailing Address

30 E 85th St 30th Fl, New York, NY 10028

Phone Number

(212) 878-3702

Established

Delaware since 09/23/2014

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (1 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
WANG, THEODORE TIEFEICEO/CCO2786005
GRAY, JOHN CLARKEFINOP / CFO1367440

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 3 — National Commodity Futures Examination

Passed Jul 2014About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Apr 1993About the Series 7 exam

Series 27 — Financial and Operations Principal Examination

Passed Oct 2003About the Series 27 exam

Series 24 — General Securities Principal Examination

Passed Oct 1994About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view John Clarke Gray's CRS (Customer Relationship Summary).

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