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MM

Michael Christopher Martino

FOUR POINTS CAPITAL PARTNERS
RIDGEWOOD, NJ
·CRD# 2579146·31 years experience

Professional Summary

Michael Christopher Martino, who also goes by Michael C Martino, is a registered financial advisor currently at FOUR POINTS CAPITAL PARTNERS LLC located in Ridgewood, New Jersey. Michael is registered as a RR (Registered Representative) and started their career in finance in 1995. Michael has worked at 8 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Michael C Martino

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

31 years in the financial services industry

Current & Past Employments

FOUR POINTS CAPITAL PARTNERS LLC·CRD# 43149
BD
1. 55a E. Ridgewood Avenue Suite 12, Ridgewood, NJ 074502. 55a. Ridgewood Avenue Suite 12, Ridgewood, NJ 074503. 99 Park Avenue Suite 810, New York, NY 10016
April 15, 2011 - Present
WEDBUSH SECURITIES INC.·CRD# 877
BD
Tarrytown, NY
June 22, 2007 - April 18, 2011
BROOKSTREET SECURITIES CORPORATION·CRD# 14667
BD
White Plains, NY
September 21, 2001 - June 25, 2007
EMERSON BENNETT & ASSOCIATES·CRD# 36171
BD
Ft. Lauderdale, FL
May 30, 2000 - October 16, 2001
S.G. MARTIN SECURITIES LLC·CRD# 46908
BD
Jericho, NY
January 20, 2000 - May 23, 2000
FIN-ATLANTIC SECURITIES, INC.·CRD# 25523
BD
Jupiter, FL
April 21, 1998 - December 31, 1999
FAIRCHILD FINANCIAL GROUP, INC.·CRD# 21404
BD
New York, NY
January 12, 1998 - February 25, 1998
MONROE PARKER SECURITIES, INC.·CRD# 31204
BD
Purchase, NY
March 6, 1995 - December 23, 1997

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Current Firm

FP
FOUR POINTS CAPITAL PARTNERS LLC

AURORA FINANCIAL SERVICES, L.L.C. | HAYDEN & ASSOCIATES | FOUR POINTS CAPITAL PARTNERS LLC

CRD#: 43149 / SEC#: 8-50162
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

Contact Information

Main Address

55a E. Ridgewood Avenue Suite 12, Ridgewood, NJ 07450

Mailing Address

55a E. Ridgewood Avenue Suite 12, Ridgewood, NJ 07450

Phone Number

(212) 257-5240

Established

Texas since 07/23/1997

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
5M HOLDINGS LLCMANAGING MEMBER—
GRAY, JOHN CLARKECHIEF FINANCIAL OPERATIONS OFFICER / CFO1367440
MARTINO, MICHAEL CHRISTOPHERCHIEF EXECUTIVE OFFICER2579146
MURPHY, GENE RYANCHIEF OPERATIONS OFFICER4739772
TOOKE, JEFFREY ACHIEF COMPLIANCE OFFICER, AMLCO5621579

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(3/4/2014)
RR
Alaska
(4/15/2011)
RR
Arizona
(4/27/2011)
RR
Arkansas
(4/26/2011)
RR
California
(4/18/2011)
RR
Colorado
(5/12/2016)
RR
Delaware
(4/26/2011)
RR
District of Columbia
(4/18/2011)
RR
Florida
(4/27/2011)
RR
Georgia
(4/15/2011)
RR
Hawaii
(11/15/2011)
RR
Idaho
(4/18/2011)
RR
Illinois
(4/18/2011)
RR
Indiana
(4/26/2011)
RR
Iowa
(4/19/2011)
RR
Kansas
(4/25/2011)
RR
Kentucky
(4/19/2011)
RR
Louisiana
(3/6/2014)
RR
Massachusetts
(3/5/2014)
RR
Michigan
(4/15/2011)
RR
Minnesota
(4/15/2011)
RR
Mississippi
(4/19/2011)
RR
Missouri
(4/15/2011)
RR
Nebraska
(4/15/2011)
RR
Nevada
(4/15/2011)
RR
New Hampshire
(1/27/2012)
RR
New Jersey
(4/15/2011)
RR
New Mexico
(4/26/2011)
RR
New York
(4/15/2011)
RR
North Carolina
(4/15/2011)
RR
North Dakota
(4/21/2011)
RR
Ohio
(4/15/2011)
RR
Oklahoma
(4/21/2011)
RR
Oregon
(4/15/2011)
RR
Pennsylvania
(4/15/2011)
RR
Rhode Island
(10/24/2014)
RR
South Dakota
(4/19/2011)
RR
Tennessee
(4/19/2023)
RR
Texas
(4/29/2011)
RR
Virgin Islands
(3/3/2014)
RR
Virginia
(4/15/2011)
RR
Washington
(4/20/2011)
RR
West Virginia
(3/10/2014)
RR
Wisconsin
(2/28/2014)
RR
Wyoming
(4/15/2011)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1995About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Mar 1995About the Series 7 exam

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 24 — General Securities Principal Examination

Passed Apr 2002About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Michael Christopher Martino's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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MM
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