Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

AdvisorLive

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's AdvisorLive helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

JT

Jeffrey A Tooke

MHA FINANCIAL

RIDGEWOOD, NJ

·CRD# 5621579·16 years experience

Professional Summary

Jeffrey A Tooke, who also goes by Jeff Tooke, Jeffrey Allen Tooke, is a registered financial advisor currently at MHA FINANCIAL CORP located in Ridgewood, New Jersey and FOUR POINTS CAPITAL PARTNERS LLC located in Buffalo, New York. Jeffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Jeffrey has worked at 4 firms and has passed the Series 66, Series 63, Series 79TO,...

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Jeff Tooke, Jeffrey Allen Tooke

Blog Corner

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

What Are Financial Values and How to Align Them With Your Financial Goals

What Are Financial Values and How to Align Them With Your Financial Goals

Similar Advisors

Richard Gaspare Dragotta

Richard Gaspare Dragotta

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#

Anthony J. Macagna

Anthony J. Macagna

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#

Nicholas Wayne Rygiel

Nicholas Wayne Rygiel

PROTOCOL WEALTH, LLC

Havertown, PA · CRD#

Anita Narendra Srivastava

Anita Narendra Srivastava

MORGAN STANLEY

Paramus, NJ · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Richard Gaspare Dragotta

Richard Gaspare Dragotta

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#

Anthony J. Macagna

Anthony J. Macagna

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#

Nicholas Wayne Rygiel

Nicholas Wayne Rygiel

PROTOCOL WEALTH, LLC

Havertown, PA · CRD#

Anita Narendra Srivastava

Anita Narendra Srivastava

MORGAN STANLEY

Paramus, NJ · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

Richard Gaspare Dragotta

Richard Gaspare Dragotta

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#

Anthony J. Macagna

Anthony J. Macagna

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#

Nicholas Wayne Rygiel

Nicholas Wayne Rygiel

PROTOCOL WEALTH, LLC

Havertown, PA · CRD#

Anita Narendra Srivastava

Anita Narendra Srivastava

MORGAN STANLEY

Paramus, NJ · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Richard Gaspare Dragotta

Richard Gaspare Dragotta

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#

Anthony J. Macagna

Anthony J. Macagna

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#

Nicholas Wayne Rygiel

Nicholas Wayne Rygiel

PROTOCOL WEALTH, LLC

Havertown, PA · CRD#

Anita Narendra Srivastava

Anita Narendra Srivastava

MORGAN STANLEY

Paramus, NJ · CRD#

Years of Experience

16 years in the financial services industry

Current & Past Employments

MHA FINANCIAL CORP·CRD# 7462

RIA

1. 55a E. Ridgewood Avenue Suite 12, Ridgewood, NJ 074502. Buffalo, NY

May 30, 2019 - Present

FOUR POINTS CAPITAL PARTNERS LLC·CRD# 43149

BD

Buffalo, NY

August 25, 2017 - Present

AVENDUS CAPITAL, INC.·CRD# 150160

RIA

Buffalo, NY

October 17, 2013 - December 5, 2023

SGMA CAPITAL MARKETS LIMITED·CRD# 135327

BD

Clarence, NY

February 8, 2010 - July 24, 2017

Similar Advisors

Richard Gaspare Dragotta

Richard Gaspare Dragotta

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#

Anthony J. Macagna

Anthony J. Macagna

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#

Nicholas Wayne Rygiel

Nicholas Wayne Rygiel

PROTOCOL WEALTH, LLC

Havertown, PA · CRD#

Anita Narendra Srivastava

Anita Narendra Srivastava

MORGAN STANLEY

Paramus, NJ · CRD#

Current Firm

MF

MHA FINANCIAL CORP

DOCTORS FINANCIAL SERVICES | ZENITH CAPITAL | PRESTIGA FUND, LLC | MHA FINANCIAL CORP | M&A COUNSELORS AND FIDUCIARIES, LLC | HELIOS CAPITAL ADVISORS

CRD#: 7462 / SEC#: 8-21836

Florida

Registered Investment Advisory firm - SEC (3/7/2005 Approved)

Maryland

Registered Investment Advisory firm - SEC (10/30/2020 Terminated)

Massachusetts

Registered Investment Advisory firm - SEC (7/6/2011 Approved)

New Jersey

Registered Investment Advisory firm - SEC (3/9/2021 Approved)

New York

Registered Investment Advisory firm - SEC (12/12/2013 Approved)

Texas

Registered Investment Advisory firm - SEC (12/9/2013 Approved)

Virginia

Registered Investment Advisory firm - SEC (10/21/2020 Terminated)

BD

Terminated by SEC on 02/25/2019

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

55a E. Ridgewood Avenue Suite 12, Ridgewood, NJ 07450

Phone Number

(212) 257-5240

Established

Massachusetts since 05/13/1977

Firm Type

Corporation

Fiscal Year End

December

# of Employees

6

Documents

Latest Form ADV

Direct owners and executive officers

Name	Position	CRD#
HOILMAN, C WILLIAM	CCO	248217

Regulatory Assets Under Management

Total Number of Accounts

192

AUM (Assets Under Management)

$97,975,162

Disclosures

Regulatory Event

1

Arbitration

1

Similar Advisors

Richard Gaspare Dragotta

Richard Gaspare Dragotta

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#

Anthony J. Macagna

Anthony J. Macagna

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#

Nicholas Wayne Rygiel

Nicholas Wayne Rygiel

PROTOCOL WEALTH, LLC

Havertown, PA · CRD#

Anita Narendra Srivastava

Anita Narendra Srivastava

MORGAN STANLEY

Paramus, NJ · CRD#

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) FLOWERS ETC., NON INVESTMENT REALTED: LOCATION: BUFFALO NY; POSITION: CONSULTANT/DRIVER; START DATE: 2003; NUMBER OF HOURS: 4 HRS/WK, 0 DURING TRADING HOURS; DUTIES: DRIVER FOR DOMESTIC PARTNERS FLOWER SHOP

(2) NON-VARIABLE INSURANCE PRODUCTS; INVESTMENT RELATED; LOCATION: BUFFALO, NY; NATURE OF BUSINESS: GENERAL NON-VARIABLE INSURANCE PRODUCTS SALES; START DATE: 5/2011; NUMBER OF HOURS: 4-8 PER/MONTH, 1-2 HOURS/MONTH DURING TRADING HOUR

(3) BAY HARBOR ADVISORS LLC; INVESTMENT RELATED; LOCATION: BUFFALO, NY; POSITION/TITLE: MANAGING PARTNER; NATURE OF BUSINESS: FINANCIAL SERVICES (BD/IA) COMPLIANCE CONSULTING; START DATE: 3/2014; NUMBER OF HOURS: 20/MONTH; 12/MONTH DURING TRADING HOURS

(4) FOUR POINTS INSURANCE AGENCY, LLC; INVESTMENT RELATED; LOCATION: NEW YORK, NY; POSITION HELD: CCO; NATURE OF BUSINESS: INSURANCE; START DATE: 08/2017; NUMBER OF HOURS: 20 PER/MONTH DURING TRADING HOURS; DUTIES INCLUDE SALES AND SUPERVISION OF INSURANCE ACTIVITIES, BOTH VARIABLE AND NON-VARIABLE AS DRP FOR INSURANCE AGENCY. VARIABLE SALES AND SUPERVISION DONE IN CONJUNCTION WITH FOUR POINTS CAPITAL PARTNERS, LLC.

(5) MHA FINANCIAL CORP, NEW YORK, NY; INVESTMENT RELATED; STARTED MAY 2019; POSITION: CHIEF COMPLIANCE OFFICER; 4 HOURS/WEEK DURING TRADING.

(6) FOUR POINTS CAPITAL PARTNERS, NEW YORK, NY; INVESTMENT RELATED; STARTED 7/2017; CHIEF COMPLIANCE OFFICER; 30 HOURS/WEEK DURING TRADING

(7) TRINITY EPISCOPAL CHURCH, BUFFALO, NY; NOT INVESTMENT RELATED; STARTED APRIL 2022; CYBERSACRISTAN; LIVESTREAMING FOR SERVICES, WEDDINGS, FUNERALS, ETC.; ESTIMATED APPROXIMATELY 1-2 HOURS/WEEK.

(8) CENTER FOR GLASS & LIGHT, BUFFALO, NY; NOT INVESTMENT RELATED; STARTED JULY 2022; BOARD MEMBER/TREASURER; BOARD MEMBER OF 501C3 SEEKING VARIOUS FUNDING FOR THE RESTORATION OF THE STAINED GLASS IN TRINITY EPISCOPAL CHURCH. 1 HOUR/MONTH.

(9) EPISCOPAL DIOCESE OF WNY, TONAWANDA, NY; NOT INVESTMENT RELATED; STARTED SEPTEMBER 2022; TRANSITIONAL DEACON (ORDAINED 5/18/2024); IN FORMATION FOR ORDINATION TO THE EPISCOPALIAN PRIESTHOOD. INCLUDES BEING SUPPLY CLERGY FOR VARIOUS CHURCHES, AND INCLUDES SACREDQ/SACRED QUEST WEBSITE FOR SERMONS, REFLECTIONS, ETC.

Similar Advisors

Richard Gaspare Dragotta

Richard Gaspare Dragotta

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#

Anthony J. Macagna

Anthony J. Macagna

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#

Nicholas Wayne Rygiel

Nicholas Wayne Rygiel

PROTOCOL WEALTH, LLC

Havertown, PA · CRD#

Anita Narendra Srivastava

Anita Narendra Srivastava

MORGAN STANLEY

Paramus, NJ · CRD#

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.

RR

Alaska
(11/29/2017)

RR

Arizona
(8/25/2017)

RR

California
(8/25/2017)

RR

Colorado
(12/10/2019)

RR

District of Columbia
(9/18/2018)

RR

Florida
(8/25/2017)

RR

Georgia
(8/25/2017)

RR

Maryland
(9/21/2017)

RR

Massachusetts
(9/18/2018)

IAR

Massachusetts
(6/4/2019)

RR

Nevada
(3/5/2020)

RR

New Hampshire
(8/25/2017)

RR

New Jersey
(9/21/2017)

IAR

New Jersey
(3/10/2021)

RR

New York
(8/25/2017)

IAR

New York
(4/14/2021)

RR

North Carolina
(8/25/2017)

RR

Oregon
(12/10/2019)

RR

Pennsylvania
(8/25/2017)

RR

South Dakota
(9/21/2017)

RR

Tennessee
(9/21/2017)

RR

Texas
(8/25/2017)

IAR

Texas
(5/30/2019)

RR

Virginia
(9/18/2018)

RR

Washington
(8/25/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Oct 2012About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 2010About the Series 63 exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Feb 2010About the Series 7 exam

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 24 — General Securities Principal Examination

Passed Oct 2016About the Series 24 exam

FINRA

SRO Registrations

Similar Advisors

Richard Gaspare Dragotta

Richard Gaspare Dragotta

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#

Anthony J. Macagna

Anthony J. Macagna

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#

Nicholas Wayne Rygiel

Nicholas Wayne Rygiel

PROTOCOL WEALTH, LLC

Havertown, PA · CRD#

Anita Narendra Srivastava

Anita Narendra Srivastava

MORGAN STANLEY

Paramus, NJ · CRD#

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey A Tooke's CRS (Customer Relationship Summary).

Similar Advisors

Richard Gaspare Dragotta

Richard Gaspare Dragotta

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#

Anthony J. Macagna

Anthony J. Macagna

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#

Nicholas Wayne Rygiel

Nicholas Wayne Rygiel

PROTOCOL WEALTH, LLC

Havertown, PA · CRD#

Anita Narendra Srivastava

Anita Narendra Srivastava

MORGAN STANLEY

Paramus, NJ · CRD#

JT

Follow Jeffrey

Get alerted to job moves, licensing changes, and new disclosures

Free — no card required