David Rainbeau
Professional summary
David Rainbeau, who also goes by David Keith Rainbeau, is a registered financial professional currently at SPEEDTRADER, INC located in Katonah, New York.
David is registered as a RR (Registered Representative) and started their career in finance in 1997. David has worked at 9 firms and has passed the Series 65, Series 63, Series 7TO, Series 6TO, SIE, Series 3, Series 55, Series 7, Series 52, Series 24, Series 26 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Rainbeau's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 29, 2021 - Present
SPEEDTRADER, INC
Office #1: 2875 Rt 35 Ste 5c-2, Katonah, NY 10536April 3, 2019 - June 18, 2021
PFS INVESTMENTS INC.
February 21, 2012 - May 31, 2013
SPEEDTRADER, INC
May 2, 2011 - June 20, 2013
WTS PROPRIETARY TRADING GROUP LLC
November 25, 2008 - February 28, 2012
MASTERTRADER.COM
December 18, 2000 - October 16, 2008
MASTERTRADER.COM
June 2, 2000 - June 12, 2002
TERRA NOVA FINANCIAL, LLC
November 18, 1999 - January 5, 2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
November 18, 1999 - May 9, 2000
EQUITABLE ADVISORS, LLC
April 16, 1998 - May 13, 1999
MURIEL SIEBERT & CO., LLC
December 5, 1997 - February 10, 1998
AMERIPRISE ADVISOR SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/29/2021)
Exams
Series 7TO
Date: 7/8/2021
General Securities Representative ExaminationSeries 6TO
Date: 4/3/2019
Investment Company Products/Variable Contracts Representative ExaminationSeries 55
Date: 9/21/2000
Limited Representative-Equity Trader ExamCboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
NYSE Arca, Inc.
Current Firm
SPEEDTRADER, INC
CRD#: 107403 / SEC#: , 8-53035
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 21 |
| Arbitration | 1 |
Red Flags
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