Bryan Seth Glass
Professional Summary
Bryan Seth Glass is a registered financial advisor currently at EMPIRE STATE FINANCIAL, INC. located in Long Beach, New York. Bryan is registered as a RR (Registered Representative) and started their career in finance in 1996. Bryan has worked at 8 firms and has passed the Series 65, Series 63, Series 62, Series 99TO, Series 22TO, Series 42, Series 52TO, Series 82TO, Series 72, Series 6TO, SIE, Series 7, Series 26, Series 14, Series 39,...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
29 years in the financial services industry
Current & Past Employments
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Current Firm
EMPIRE STATE FINANCIAL, INC. | HAVKIT CORPORATION
Contact Information
Main Address
20 W. Park Ave. Suite 207, Long Beach, NY 11561Mailing Address
20 W. Park Ave. Suite 207, Long Beach, NY 11561Phone Number
(516) 442-1883Established
New York since 01/11/1971Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (26 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(1/9/2023)
(1/5/2023)
(1/4/2023)
(1/3/2023)
(1/3/2023)
(2/3/2023)
(3/22/2013)
(2/20/2023)
(1/26/2023)
(1/9/2023)
(2/1/2023)
(2/14/2023)
(2/1/2023)
(2/13/2023)
(1/10/2023)
(1/4/2023)
(1/4/2023)
(1/4/2023)
(1/6/2023)
(2/3/2023)
(1/10/2023)
(1/4/2023)
(1/3/2023)
(2/9/2023)
(1/9/2023)
(1/3/2023)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 62 — Corporate Securities Limited Representative Examination
Passed Jan 2023Series 22TO — Direct Participation Programs Representative Examination
Passed Jan 2023About the Series 22TO examSeries 42 — Registered Options Representative Examination
Passed Jan 2023Series 52TO — Municipal Securities Representative Examination
Passed Jan 2023About the Series 52TO examSeries 82TO — Limited Representative-Private Securities Offerings
Passed Jan 2023About the Series 82TO examSeries 72 — Government Securities Representative Examination
Passed Jan 2023Series 6TO — Investment Company Products/Variable Contracts Representative Examination
Passed Jan 2023About the Series 6TO examSeries 26 — Investment Company Products/Variable Contracts Principal Examination
Passed Jan 2023About the Series 26 examSeries 39 — Direct Participation Programs Principal Examination
Passed Jan 2023About the Series 39 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Bryan Seth Glass's CRS (Customer Relationship Summary).
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