AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
JB

John Brian Busacca

ABRAHAM SECURITIES
GIG HARBOR, WA
·CRD# 2302780·33 years experience

Professional Summary

John Brian Busacca, who also goes by John Brian Busacca III, John Brian Busacca, is a registered financial advisor currently at ABRAHAM SECURITIES CORPORATION located in Gig Harbor, Washington and EMPIRE STATE FINANCIAL, INC. located in Long Beach, New York. John is registered as a RR (Registered Representative) and started their career in finance in 1993. John has worked at 22 firms and has passed the Series 63, Series 7TO, SIE, Series 55, Series 7,...

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

John Brian Busacca Iii, John Brian Busacca

Blog Corner

Similar Advisors

GIG HARBOR, WA · CRD#
View profile

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Brent Robert Ross
Brent Robert Ross

LPL FINANCIAL LLC

GIG HARBOR, WA · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

Brent Robert Ross
Brent Robert Ross

LPL FINANCIAL LLC

GIG HARBOR, WA · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Brent Robert Ross
Brent Robert Ross

LPL FINANCIAL LLC

GIG HARBOR, WA · CRD#

Years of Experience

33 years in the financial services industry

Current & Past Employments

ABRAHAM SECURITIES CORPORATION·CRD# 13498
BD
3724 47th Street Ct, Gig Harbor, WA 98335
September 10, 2024 - Present
EMPIRE STATE FINANCIAL, INC.·CRD# 5657
BD
20 W. Park Ave. Suite 207, Long Beach, NY 11561
February 3, 2025 - Present
STOCKKINGS CAPITAL LLC·CRD# 164445
BD
333 3rd Street, St. Petersburg, FL 33701
September 30, 2025 - Present
CESTA CAPITAL·CRD# 338246
BD
8350 N Central Expressway Ste 1900, Dallas, TX 75206
August 11, 2026 - Present
VIENNA CAPITAL PARTNERS LLC·CRD# 311852
BD
New York, NY
August 26, 2024 - August 28, 2024
SAN BLAS SECURITIES LLC·CRD# 290605
BD
Chicago, IL
August 4, 2023 - October 6, 2023
SCOTTSDALE CAPITAL ADVISORS CORP·CRD# 118786
BD
Orlando, FL
August 31, 2021 - July 12, 2023
ALPINE SECURITIES CORPORATION·CRD# 14952
BD
Salt Lake City, UT
July 30, 2021 - August 12, 2021
SCOTTSDALE CAPITAL ADVISORS CORP·CRD# 118786
BD
Scottsdale Az, AZ
July 15, 2021 - July 20, 2021
SCOTTSDALE CAPITAL ADVISORS CORP·CRD# 118786
BD
Scottsdale Az, AZ
January 8, 2020 - July 1, 2021
JW RICHARDS, INC·CRD# 42763
BD
Longwood, FL
July 20, 2005 - August 15, 2006
NORTH AMERICAN CLEARING, INC.·CRD# 39118
BD
Longwood, FL
February 4, 2004 - September 12, 2007
POINT DIREX SECURITIES, LLC·CRD# 41437
BD
Orlando, FL
August 6, 2002 - August 16, 2002
TOAD RUN LLC·CRD# 30760
BD
Orlando, FL
January 16, 2002 - August 7, 2002
POINT DIREX SECURITIES, LLC·CRD# 41437
BD
Orlando, FL
January 18, 2001 - August 2, 2002
INTL CUSTODY & CLEARING SOLUTIONS INC.·CRD# 23952
BD
Birmingham, AL
November 27, 2000 - January 19, 2001
THE CONCORD EQUITY GROUP, LLC·CRD# 14569
BD
Iselin, NJ
August 1, 2000 - February 6, 2001
JOSEPH CHARLES & ASSOC., INC.·CRD# 3949
BD
Boca Raton, FL
December 4, 1998 - July 28, 2000
JW GENESIS CLEARING CORP.·CRD# 6631
BD
Boca Raton, FL
July 21, 1998 - November 12, 1998
DMG SECURITIES, INC.·CRD# 15480
BD
Great Falls, VA
May 12, 1998 - November 12, 1998
JWGENESIS SECURITIES, INC.·CRD# 33832
BD
Boca Raton, FL
September 19, 1996 - November 12, 1998
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC·CRD# 11025
BD
St. Louis, MO
August 20, 1996 - November 12, 1998
FMSBONDS, INC.·CRD# 7793
BD
Boca Raton, FL
March 17, 1995 - August 22, 1996
JW GENESIS CLEARING CORP.·CRD# 6631
BD
Boca Raton, FL
January 26, 1994 - March 14, 1995
DMG SECURITIES, INC.·CRD# 15480
BD
Great Falls, VA
January 5, 1994 - January 19, 1994
PFS INVESTMENTS INC.·CRD# 10111
BD
Duluth, GA
May 4, 1993 - January 3, 1994
SOUTH RICHMOND SECURITIES, INC.·CRD# 14913
BD
January 28, 1993 - March 3, 1993

Similar Advisors

Brent Robert Ross
Brent Robert Ross

LPL FINANCIAL LLC

GIG HARBOR, WA · CRD#

Current Firm

CC
CESTA CAPITAL

CESTA CAPITAL | CESTA CAPITAL LLC

CRD#: 338246 / SEC#: 8-71433
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)

Contact Information

Main Address

8350 N Central Expressway Ste 1900, Dallas, TX 75206

Mailing Address

8350 N Central Expressway Ste 1900, Dallas, TX 75206

Phone Number

(214) 548-1850

Established

Texas since 07/30/2025

Firm Type

Limited Liability Company

Fiscal Year End

August

Firm Size

Small

FINRA licenses (48 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
KAISLER, BRANDON JOSEPHCEO AND CCO5354274

Similar Advisors

Brent Robert Ross
Brent Robert Ross

LPL FINANCIAL LLC

GIG HARBOR, WA · CRD#

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Similar Advisors

Brent Robert Ross
Brent Robert Ross

LPL FINANCIAL LLC

GIG HARBOR, WA · CRD#

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Florida
(6/23/2025)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 1993About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Sep 2019About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Aug 2019About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Apr 2001

Series 7 — General Securities Representative Examination

Passed Jan 1993About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Dec 2019About the Series 24 exam

Series 4 — Registered Options Principal Examination

Passed Jan 1997About the Series 4 exam

Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)

Passed Nov 1996
FINRA
SRO Registrations

Similar Advisors

Brent Robert Ross
Brent Robert Ross

LPL FINANCIAL LLC

GIG HARBOR, WA · CRD#

CRS (Client Relationship Summary) - BD

Click below to view John Brian Busacca's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Similar Advisors

Brent Robert Ross
Brent Robert Ross

LPL FINANCIAL LLC

GIG HARBOR, WA · CRD#
JB
Follow John
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required