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Joseph Gary Sipkin

EMPIRE STATE FINANCIAL
LONG BEACH, NY
·CRD# 1334813·41 years experience

Professional Summary

Joseph Gary Sipkin, who also goes by Joe Gary Sipkin, is a registered financial advisor currently at EMPIRE STATE FINANCIAL, INC. located in Long Beach, New York and MUFSON HOWE HUNTER & PARTNERS LLC located in Philadelphia, Pennsylvania. Joseph is registered as a RR (Registered Representative) and started their career in finance in 1985. Joseph has worked at 35 firms and has passed the Series 63, SIE, Series 99TO, Series 7 and Series 27 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Joe Gary Sipkin

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

41 years in the financial services industry

Current & Past Employments

EMPIRE STATE FINANCIAL, INC.·CRD# 5657
BD
20 W. Park Ave. Suite 207, Long Beach, NY 11561
October 26, 2012 - Present
MUFSON HOWE HUNTER & PARTNERS LLC·CRD# 132353
BD
1717 Arch Street 37th Floor - Suite 3740, Philadelphia, PA 19103
April 30, 2013 - Present
COADY DIEMAR PARTNERS, LLC·CRD# 128334
BD
270 Lafayette Suite 204, New York, NY 10012
July 22, 2020 - Present
STOCKKINGS CAPITAL LLC·CRD# 164445
BD
333 3rd Street, St. Petersburg, FL 33701
August 28, 2025 - Present
ATOMIC VAULTS SECURITIES, LLC·CRD# 317194
BD
San Francisco, CA
October 16, 2023 - October 24, 2023
THE TRANSPORTATION GROUP (SECURITIES) LIMITED·CRD# 286288
BD
New York,, NY
March 8, 2018 - June 21, 2023
BEACONS STRATEGIC CAPITAL, INC.·CRD# 32754
BD
Carlsbad, CA
February 21, 2017 - April 3, 2023
GLOBAL OAK CAPITAL MARKETS LLC·CRD# 125860
BD
Charleston, SC
July 23, 2013 - January 9, 2017
JUSTLY MARKETS LLC·CRD# 159572
BD
New York, NY
November 7, 2012 - April 2, 2013
AMA SECURITIES LLC·CRD# 45988
BD
Stamford, CT
August 6, 2012 - May 17, 2022
TGP SECURITIES, INC.·CRD# 159008
BD
Summit, NJ
July 5, 2012 - February 11, 2019
PPG WEST LLC·CRD# 155059
BD
New York, NY
April 25, 2012 - September 27, 2013
TWO RIVERS TRADING GROUP LLC·CRD# 158549
BD
New York, NY
April 20, 2012 - October 18, 2018
WISDOM SECURITIES, LLC·CRD# 158193
BD
Chappaqua, NY
February 22, 2012 - February 21, 2017
WOLFE & HURST BOND BROKERS INC.·CRD# 8288
BD
Jersey City, NJ
December 14, 2011 - January 28, 2013
GLOBAL OAK CAPITAL MARKETS LLC·CRD# 125860
BD
Charleston, SC
October 18, 2011 - February 4, 2013
GCFA SECURITIES, LLC·CRD# 155191
BD
New York, NY
June 1, 2011 - March 29, 2017
FINANCIAL PRODUCTS, LLC·CRD# 153479
BD
New York, NY
October 21, 2010 - December 15, 2016
TAG TEAM TRADING, LLC·CRD# 142988
BD
New York, NY
July 16, 2010 - January 3, 2011
RAFFERTY CAPITAL MARKETS, LLC·CRD# 23682
BD
Garden City, NY
June 9, 2010 - January 4, 2011
CIRRUS RESEARCH, LLC·CRD# 143800
BD
New York, NY
July 22, 2009 - February 27, 2015
HALTER FINANCIAL SECURITIES, INC.·CRD# 104093
BD
Greenwich, CT
July 14, 2009 - November 16, 2012
MANOR PRIVATE CAPITAL, LLC·CRD# 149192
BD
Stamford, CT
May 6, 2009 - August 3, 2023
TAYLOR CAPITAL MANAGEMENT INC.·CRD# 43559
BD
Cedarhurst, NY
June 17, 2008 - January 11, 2010
VCM SECURITIES, LLC.·CRD# 142026
BD
New York, NY
March 12, 2007 - May 24, 2013
JAVELIN SECURITIES, LLC·CRD# 107473
BD
Cohasset, MA
January 5, 2006 - June 6, 2007
JAVELIN SECURITIES, LLC·CRD# 107473
BD
Cohasset, MA
July 7, 2005 - October 6, 2005
DRU STOCK, INC.·CRD# 33104
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Kinnelon, NJ
July 9, 2003 - September 9, 2005
ATLAS CAPITAL SERVICES, LLC·CRD# 103935
BD
New York, NY
May 8, 2003 - December 5, 2007
HINET SECURITIES, LLC·CRD# 110299
BD
Fort Lee, NJ
August 2, 2001 - April 25, 2003
R.H. POST, INC.·CRD# 32851
BD
New York, NY
May 18, 2001 - September 6, 2005
ECAPNETWORK SECURITIES, INC.·CRD# 14901
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New York, NY
January 25, 2001 - April 22, 2002
BENEFICIAL CAPITAL INC.·CRD# 8219
BD
Woodbridge, CT
May 25, 2000 - June 7, 2000
ASH FINANCIAL CORP.·CRD# 24990
BD
Great Neck, NY
October 21, 1997 - December 4, 1998
KEANE SECURITIES CO., INC.·CRD# 8452
BD
New York, NY
March 14, 1997 - May 6, 2010
PHOENIX DERIVATIVES GROUP, LLC·CRD# 25802
BD
New York, NY
April 30, 1996 - September 24, 2013
STUART, COLEMAN & CO., INC.·CRD# 8642
BD
February 21, 1985 - August 9, 1988

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Current Firm

SC
STOCKKINGS CAPITAL LLC

BRITANNICA CAPITAL PARTNERS, LLC | STOCKKINGS CAPITAL LLC

CRD#: 164445 / SEC#: 8-69100
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

333 3rd Street, St. Petersburg, FL 33701

Mailing Address

333 3rd Street, St. Petersburg, FL 33701

Phone Number

(212) 763-5820

Established

New York since 03/29/2012

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (4 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
STOCKKINGS HOLDINGS INCOWNER—
BUSACCA, JOHN BRIAN IIICCO2302780
LEWIS, GREGORY ANTONIUSCEO2793976

Disclosures

Regulatory Event

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 1985About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Jan 2023About the SIE exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 7 — General Securities Representative Examination

Passed Feb 1985About the Series 7 exam

Series 27 — Financial and Operations Principal Examination

Passed Dec 1993About the Series 27 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Joseph Gary Sipkin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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