AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
SF

Sean Christopher Forge

AMERICAN ALTERNATIVE CAPITAL
ANN ARBOR, MI
·CRD# 2826077·27 years experience

Professional Summary

Sean Christopher Forge is a registered financial advisor currently at AMERICAN ALTERNATIVE CAPITAL, LLC located in Ann Arbor, Michigan. Sean is registered as a RR (Registered Representative) and started their career in finance in 1999. Sean has worked at 6 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

Similar Advisors

Gregory Scott Bowen
Portland, OR · CRD#
View profile
Katherine Lynn Feeney
Katherine Lynn Feeney

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#
DF
Duchein Fox

CHARLES SCHWAB & CO., INC.

Westlake, TX · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Portland, OR · CRD#
KC
Kenneth Lee Christie

SPECTRUM WEALTH ADVISORY GROUP, LLC

GRANITE BAY, CA · CRD#
Katherine Lynn Feeney
Katherine Lynn Feeney

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#
DF
Duchein Fox

CHARLES SCHWAB & CO., INC.

Westlake, TX · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

Portland, OR · CRD#
KC
Kenneth Lee Christie

SPECTRUM WEALTH ADVISORY GROUP, LLC

GRANITE BAY, CA · CRD#
Katherine Lynn Feeney
Katherine Lynn Feeney

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#
DF
Duchein Fox

CHARLES SCHWAB & CO., INC.

Westlake, TX · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Portland, OR · CRD#
KC
Kenneth Lee Christie

SPECTRUM WEALTH ADVISORY GROUP, LLC

GRANITE BAY, CA · CRD#
Katherine Lynn Feeney
Katherine Lynn Feeney

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#
DF
Duchein Fox

CHARLES SCHWAB & CO., INC.

Westlake, TX · CRD#

Years of Experience

27 years in the financial services industry

Current & Past Employments

AMERICAN ALTERNATIVE CAPITAL, LLC·CRD# 309956
BD
3909 Research Park Drive Suite 250, Ann Arbor, MI 48108
August 4, 2026 - Present
PACIFIC OAK CAPITAL MARKETS, LLC·CRD# 309350
BD
Costa Mesa, CA
January 6, 2021 - June 30, 2025
ARETE WEALTH MANAGEMENT, LLC·CRD# 44856
BD
Chicago, IL
May 29, 2020 - December 31, 2020
KBS CAPITAL MARKETS GROUP LLC·CRD# 132299
BD
Newport Beach, CA
April 19, 2010 - November 12, 2018
WAMU INVESTMENTS, INC.·CRD# 599
BD
Irvine, CA
October 20, 1999 - February 5, 2009
MUTUAL SERVICE CORPORATION·CRD# 4806
BD
Boston, MA
August 16, 1999 - October 6, 1999

Similar Advisors

Portland, OR · CRD#
KC
Kenneth Lee Christie

SPECTRUM WEALTH ADVISORY GROUP, LLC

GRANITE BAY, CA · CRD#
Katherine Lynn Feeney
Katherine Lynn Feeney

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#
DF
Duchein Fox

CHARLES SCHWAB & CO., INC.

Westlake, TX · CRD#

Current Firm

AA
AMERICAN ALTERNATIVE CAPITAL, LLC

AMERICAN ALTERNATIVE CAPITAL, LLC | LINK ALTS CAPITAL, LLC

CRD#: 309956 / SEC#: 8-70651
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

3909 Research Park Drive Suite 250, Ann Arbor, MI 48108

Mailing Address

3909 Research Park Drive Suite 250, Ann Arbor, MI 48108

Phone Number

(248) 428-8002

Established

Colorado since 07/06/2020

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
CARPE DIEM I, LLCMEMBER—
CONCORDE INVESTMENT PARTNERS, LLCOWNER/MANAGING MEMBER—
DELUNA, LORI MARIECHIEF COMPLIANCE OFFICER5087442
FORGE, SEAN CHRISTOPHERDIRECTOR OF OPERATIONS2826077
KAVANAUGH, JASON PATRICKPRESIDENT, DESIGNATED PRINCIPAL2693303

Similar Advisors

Portland, OR · CRD#
KC
Kenneth Lee Christie

SPECTRUM WEALTH ADVISORY GROUP, LLC

GRANITE BAY, CA · CRD#
Katherine Lynn Feeney
Katherine Lynn Feeney

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#
DF
Duchein Fox

CHARLES SCHWAB & CO., INC.

Westlake, TX · CRD#

Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Similar Advisors

Portland, OR · CRD#
KC
Kenneth Lee Christie

SPECTRUM WEALTH ADVISORY GROUP, LLC

GRANITE BAY, CA · CRD#
Katherine Lynn Feeney
Katherine Lynn Feeney

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#
DF
Duchein Fox

CHARLES SCHWAB & CO., INC.

Westlake, TX · CRD#

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(8/4/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 1999About the Series 63 exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Aug 1999About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jul 2000About the Series 24 exam
FINRA
SRO Registrations

Similar Advisors

Portland, OR · CRD#
KC
Kenneth Lee Christie

SPECTRUM WEALTH ADVISORY GROUP, LLC

GRANITE BAY, CA · CRD#
Katherine Lynn Feeney
Katherine Lynn Feeney

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#
DF
Duchein Fox

CHARLES SCHWAB & CO., INC.

Westlake, TX · CRD#

CRS (Client Relationship Summary) - BD

Click below to view Sean Christopher Forge's CRS (Customer Relationship Summary).

Similar Advisors

Portland, OR · CRD#
KC
Kenneth Lee Christie

SPECTRUM WEALTH ADVISORY GROUP, LLC

GRANITE BAY, CA · CRD#
Katherine Lynn Feeney
Katherine Lynn Feeney

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#
DF
Duchein Fox

CHARLES SCHWAB & CO., INC.

Westlake, TX · CRD#
SF
Follow Sean
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required