Katherine L. Feeney

SUMMIT PLACE FINANCIAL ADVISORS

Summit, NJ 07901

CRD#: 8000486

Professional summary

Katherine Lynn Feeney, who also goes by Kate Feeney, Kate Lynn, Katherine Lynn, is a registered financial advisor currently at SUMMIT PLACE FINANCIAL ADVISORS, LLC located in Summit, New Jersey.

Katherine is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2025. Katherine has worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kate Feeney | Kate Lynn | Katherine Lynn

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Katherine Lynn Feeney's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 15, 2025 - Present

SUMMIT PLACE FINANCIAL ADVISORS, LLC

Office #1: 18 Bank Street Suite 202, Summit, NJ 07901

RIA

CRD#: 147984

Summit, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT DESIGNS | SUMMIT PLACE FINANCIAL ADVISORS,LLC | SUMMIT PLACE FINANCIAL ADVISORS, LLC | SUMMIT DESIGNS, LLC

CRD#: 147984 / SEC#: 801-96169

RIA

Registered Investment Advisory firm - (4/22/2015 Approved)

Texas

Registered Investment Advisory firm - (6/17/2015 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(1/15/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT DESIGNS | SUMMIT PLACE FINANCIAL ADVISORS,LLC | SUMMIT PLACE FINANCIAL ADVISORS, LLC | SUMMIT DESIGNS, LLC

CRD#: 147984 / SEC#: 801-96169

RIA

Registered Investment Advisory firm - (4/22/2015 Approved)

Texas

Registered Investment Advisory firm - (6/17/2015 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

18 Bank Street Suite 202, Summit, NJ 07901

Mailing Address

Phone number

(908) 517-5880

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (2/20/2025)

Regulatory assets under management

Total Number of Accounts	338
AUM (Assets Under Management)	$ 256,398,657

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
07/17/2025	Cover Page	Report
09/18/2024	Cover Page	Report
12/13/2023	Cover Page	Report
11/28/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Sungmin Ryan Park

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

IAR

Florham Park, NJ

Matthew James Wang

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

IAR

New York, NY

Shivam Mittal

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Summit, NJ

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Katherine L. Feeney

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Katherine Lynn Feeney's CRS (Customer Relationship Summary).

Certified licenses

Experience

SUMMIT PLACE FINANCIAL ADVISORS, LLC

Primary Firm SEC Registration

SUMMIT PLACE FINANCIAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Current Firm

SUMMIT PLACE FINANCIAL ADVISORS, LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

SUMMIT PLACE FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

Similar Advisors