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JK

Jason Patrick Kavanaugh

AMERICAN ALTERNATIVE CAPITAL
Ann Arbor, MI
·CRD# 2693303·30 years experience

Professional Summary

Jason Patrick Kavanaugh, who also goes by Jason Kavanaugh, is a registered financial advisor currently at AMERICAN ALTERNATIVE CAPITAL, LLC located in Ann Arbor, Michigan. Jason is registered as a RR (Registered Representative) and started their career in finance in 1996. Jason has worked at 9 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Jason Kavanaugh

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

30 years in the financial services industry

Current & Past Employments

AMERICAN ALTERNATIVE CAPITAL, LLC·CRD# 309956
BD
3909 Research Park Drive Suite 250, Ann Arbor, MI 48108
July 7, 2022 - Present
CONCORDE INVESTMENT SERVICES, LLC·CRD# 151604
BD
Ann Arbor, MI
April 6, 2011 - July 12, 2022
EQUITAS AMERICA, LLC·CRD# 39806
BD
Farmington Hills, MI
August 19, 2009 - June 29, 2010
USALLIANZ SECURITIES, INC.·CRD# 40875
BD
Minneapolis, MN
December 19, 2005 - April 25, 2006
QUESTAR CAPITAL CORPORATION·CRD# 43100
BD
Ann Arbor, MI
August 26, 1998 - January 22, 2008
SIGMA FINANCIAL CORPORATION·CRD# 14303
BD
Ann Arbor, MI
April 29, 1998 - August 26, 1998
SII INVESTMENTS, INC.·CRD# 2225
BD
Appleton, WI
July 1, 1997 - March 3, 1998
TRANSAMERICA FINANCIAL ADVISORS, LLC·CRD# 16164
BD
Philadelphia, PA
October 24, 1996 - June 4, 1997
MARINER FINANCIAL SERVICES, INC.·CRD# 8292
BD
Largo, FL
January 3, 1996 - June 4, 1997

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Current Firm

AA
AMERICAN ALTERNATIVE CAPITAL, LLC

AMERICAN ALTERNATIVE CAPITAL, LLC | LINK ALTS CAPITAL, LLC

CRD#: 309956 / SEC#: 8-70651
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

3909 Research Park Drive Suite 250, Ann Arbor, MI 48108

Mailing Address

3909 Research Park Drive Suite 250, Ann Arbor, MI 48108

Phone Number

(248) 428-8002

Established

Colorado since 07/06/2020

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
CARPE DIEM I, LLCMEMBER—
CONCORDE INVESTMENT PARTNERS, LLCOWNER/MANAGING MEMBER—
DELUNA, LORI MARIECHIEF COMPLIANCE OFFICER5087442
KAMMEYER, JOSHUA JAMESPRINCIPAL OPERATIONS OFFICER5745175
KAVANAUGH, JASON PATRICKPRESIDENT, DESIGNATED PRINCIPAL2693303

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(1/4/2023)
RR
Alaska
(1/3/2023)
RR
Arizona
(1/26/2023)
RR
Arkansas
(1/19/2023)
RR
California
(8/10/2022)
RR
Colorado
(1/4/2023)
RR
Connecticut
(1/3/2023)
RR
Delaware
(1/13/2023)
RR
District of Columbia
(1/10/2023)
RR
Florida
(1/4/2023)
RR
Georgia
(1/5/2023)
RR
Hawaii
(4/5/2023)
RR
Idaho
(1/5/2023)
RR
Illinois
(1/10/2023)
RR
Indiana
(9/30/2022)
RR
Iowa
(1/5/2023)
RR
Kansas
(1/4/2023)
RR
Kentucky
(1/9/2023)
RR
Louisiana
(1/6/2023)
RR
Maine
(1/4/2023)
RR
Maryland
(1/4/2023)
RR
Massachusetts
(10/11/2022)
RR
Michigan
(8/4/2022)
RR
Minnesota
(1/3/2023)
RR
Mississippi
(1/8/2023)
RR
Missouri
(2/21/2023)
RR
Montana
(1/4/2023)
RR
Nebraska
(1/25/2023)
RR
Nevada
(1/18/2023)
RR
New Hampshire
(1/6/2023)
RR
New Jersey
(1/3/2023)
RR
New Mexico
(1/4/2023)
RR
New York
(1/3/2023)
RR
North Carolina
(1/5/2023)
RR
North Dakota
(1/9/2023)
RR
Ohio
(1/4/2023)
RR
Oklahoma
(1/17/2023)
RR
Oregon
(1/13/2023)
RR
Pennsylvania
(1/6/2023)
RR
Puerto Rico
(3/26/2024)
RR
Rhode Island
(1/4/2023)
RR
South Carolina
(1/4/2023)
RR
South Dakota
(1/3/2023)
RR
Tennessee
(1/5/2023)
RR
Texas
(1/4/2023)
RR
Utah
(1/4/2023)
RR
Vermont
(1/5/2023)
RR
Virgin Islands
(10/13/2023)
RR
Virginia
(1/3/2023)
RR
Washington
(1/4/2023)
RR
West Virginia
(1/9/2023)
RR
Wisconsin
(1/3/2023)
RR
Wyoming
(1/6/2023)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Apr 1996About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 1996About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Dec 1995About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jul 1998About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Jason Patrick Kavanaugh's CRS (Customer Relationship Summary).

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JK
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