Lori Marie Deluna
Professional Summary
Lori Marie Deluna, who also goes by Lori Marie Hecimovich Miss, Lori Marie Hecimovich, is a registered financial advisor currently at AMERICAN ALTERNATIVE CAPITAL, LLC located in Ann Arbor, Michigan. Lori is registered as a RR (Registered Representative) and started their career in finance in 2006. Lori has worked at 5 firms and has passed the Series 63, Series 66, Series 99TO, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Lori Marie Hecimovich Miss, Lori Marie Hecimovich
Similar Advisors
UBS SECURITIES LLC
RBC CAPITAL MARKETS, LLC
SOUNDVIEW PRIVATE WEALTH ADVISORS
WILLIAMS ASSET MANAGEMENT
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
UBS SECURITIES LLC
RBC CAPITAL MARKETS, LLC
SOUNDVIEW PRIVATE WEALTH ADVISORS
WILLIAMS ASSET MANAGEMENT
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
UBS SECURITIES LLC
RBC CAPITAL MARKETS, LLC
SOUNDVIEW PRIVATE WEALTH ADVISORS
WILLIAMS ASSET MANAGEMENT
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
UBS SECURITIES LLC
RBC CAPITAL MARKETS, LLC
SOUNDVIEW PRIVATE WEALTH ADVISORS
WILLIAMS ASSET MANAGEMENT
Years of Experience
14 years in the financial services industry
Current & Past Employments
Similar Advisors
UBS SECURITIES LLC
RBC CAPITAL MARKETS, LLC
SOUNDVIEW PRIVATE WEALTH ADVISORS
WILLIAMS ASSET MANAGEMENT
Current Firm
AMERICAN ALTERNATIVE CAPITAL, LLC | LINK ALTS CAPITAL, LLC
Contact Information
Main Address
3909 Research Park Drive Suite 250, Ann Arbor, MI 48108Mailing Address
3909 Research Park Drive Suite 250, Ann Arbor, MI 48108Phone Number
(248) 428-8002Established
Colorado since 07/06/2020Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
Similar Advisors
UBS SECURITIES LLC
RBC CAPITAL MARKETS, LLC
SOUNDVIEW PRIVATE WEALTH ADVISORS
WILLIAMS ASSET MANAGEMENT
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
UBS SECURITIES LLC
RBC CAPITAL MARKETS, LLC
SOUNDVIEW PRIVATE WEALTH ADVISORS
WILLIAMS ASSET MANAGEMENT
State Registrations and Notice Filings
(3/21/2024)
(9/9/2024)
(9/9/2024)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
Similar Advisors
UBS SECURITIES LLC
RBC CAPITAL MARKETS, LLC
SOUNDVIEW PRIVATE WEALTH ADVISORS
WILLIAMS ASSET MANAGEMENT
CRS (Client Relationship Summary) - BD
Click below to view Lori Marie Deluna's CRS (Customer Relationship Summary).
Similar Advisors
UBS SECURITIES LLC
RBC CAPITAL MARKETS, LLC
SOUNDVIEW PRIVATE WEALTH ADVISORS
WILLIAMS ASSET MANAGEMENT
