Victor Thoppil Samuel
Professional Summary
Victor Thoppil Samuel, who also goes by VIctor Thoppil Samuel Sr., is a registered financial advisor currently at ADELPHI STOCK BROKERS located in Sands Point, New York. Victor is registered as a RR (Registered Representative) and started their career in finance in 1996. Victor has worked at 7 firms and has passed the Series 63, Series 57TO, Series 99TO, Series 7TO, Series 55, Series 7, Series 52 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Victor Thoppil Samuel Sr.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
29 years in the financial services industry
Current & Past Employments
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Current Firm
ADELPHI STOCK BROKERS | ADELPHI STOCK BROKERS INC.
Contact Information
Main Address
40 Cornwall Lane, Sands Point, NY 11050Mailing Address
40 Cornwall Lane, Sands Point, NY 11050Phone Number
(646) 479-1146Established
Delaware since 01/24/2020Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (51 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(3/16/2022)
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Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Sep 2000SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Victor Thoppil Samuel's CRS (Customer Relationship Summary).
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