Randal Vernon Stephenson
Professional Summary
Randal Vernon Stephenson, who also goes by Randal V. Stephenson, Randal Stephenson, Randy V. Stephenson, Randy Stephenson, Randal Vernnon Stephenson, is a registered financial advisor currently at FINALIS SECURITIES LLC located in New York, New York and RPP SECURITIES located in New York, New York. Randal is registered as a RR (Registered Representative) and started their career in finance in 1996. Randal has worked at 14 firms and has passed the Series 63, SIE, Series...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Randal V. Stephenson, Randal Stephenson, Randy V. Stephenson, Randy Stephenson, Randal Vernnon Stephenson
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
30 years in the financial services industry
Current & Past Employments
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Current Firm
RPP SECURITIES | RPP SECURITIES, LLC
Contact Information
Main Address
100 Park Avenue 16th Floor, New York, NY 10017Mailing Address
100 Park Avenue 16th Floor, New York, NY 10017Phone Number
(917) 328-1992Established
Delaware since 05/21/2021Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (1 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(9/8/2026)
(5/13/2026)
(10/31/2025)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Randal Vernon Stephenson's CRS (Customer Relationship Summary).
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