Dianne Palumbo Mattioli
Professional Summary
Dianne Palumbo Mattioli, who also goes by Diane Palumbo, is a registered financial advisor currently at RPP SECURITIES located in New York, New York and FE CAPITAL MARKETS located in New York, New York. Dianne is registered as a RR (Registered Representative) and started their career in finance in 1983. Dianne has worked at 11 firms and has passed the Series 66, Series 63, Series 82TO, Series 7TO, Series 99TO, SIE, Series 7, Series 14...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Diane Palumbo
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
46 years in the financial services industry
Current & Past Employments
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Current Firm
FE CAPITAL MARKETS | FE CAPITAL MARKETS LLC
Contact Information
Main Address
85 Broad Street Suite 17-057, New York, NY 10004Mailing Address
85 Broad Street Suite 17-057, New York, NY 10004Phone Number
(800) 403-9067Established
Delaware since 06/01/2021Firm Type
Limited Liability CompanyFiscal Year End
FebruaryFirm Size
SmallFINRA licenses (2 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(7/22/2025)
(8/7/2022)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 82TO — Limited Representative-Private Securities Offerings
Passed Sep 2025About the Series 82TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Dianne Palumbo Mattioli's CRS (Customer Relationship Summary).
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