MM
Mark Thomas Manzo
WHITEMARSH CAPITAL ADVISORS
MARLTON, NJ
·CRD# 1229739·39 years experienceProfessional Summary
Mark Thomas Manzo is a registered financial advisor currently at WHITEMARSH CAPITAL ADVISORS located in Marlton, New Jersey and FOREST ROAD SECURITIES BD LLC located in Los Angeles, California. Mark is registered as a RR (Registered Representative) and started their career in finance in 1987. Mark has worked at 87 firms and has passed the Series 99TO, Series 62, Series 79TO, SIE, Series 7, Series 28, Series 27, Series 4 and Series 24 exams.
At a Glance
Best-Interest Standard
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
39 years in the financial services industry
Current & Past Employments
WHITEMARSH CAPITAL ADVISORS·CRD# 127373
10 Whitemarsh Court, Marlton, NJ 08053BD
FOREST ROAD SECURITIES BD LLC·CRD# 148232
1925 Century Park East Suite 1360, Los Angeles, CA 90067BD
FIRST OMEGA, LLC·CRD# 306373
1270 Avenue Of The Americas Floor 7, New York, NY 10020BD
STRATOS WEALTH SECURITIES, LLC·CRD# 290230
3750 Park East Drive Suite 200, Beachwood, OH 44122BD
VENTOUX SECURITIES, LLC·CRD# 149298
1771 Indian Trail Rd, Gardnerville, NV 89460BD
RPP SECURITIES·CRD# 314893
100 Park Avenue 16th Floor, New York, NY 10017BD
LYNDHURST SECURITIES INC.·CRD# 315582
3500 West Olive Avenue, Suite 730, Burbank, CA 91505BD
RUBINBROWN CORPORATE FINANCE, LLC·CRD# 322460
7676 Forsyth Boulevard, Suite 2100, St. Louis, MO 63105BD
ST GLOBAL MARKETS USA LLC·CRD# 324143
333 Las Olas Way Ste 417, Ft. Lauderdale, FL 33301BD
BETHEL LANDING SECURITIES LLC·CRD# 318565
Mile Common 1st Floor, Easton, CT 06612BD
HUNNICUTT & CO. LLC·CRD# 20576
110 E. 59th Street 22nd Floor, New York, NY 10022BD
COMMERCE ONE FINANCIAL INC.·CRD# 100340
Huntington Station, NYBD
FOX CHASE CAPITAL PARTNERS, LLC·CRD# 104087
Springfield, NJBD
RUNTITLE PROPERTIES LLC·CRD# 299321
Austin, TXBD
MENTOR SECURITIES, LLC·CRD# 147682
Westlake Villiage, CABD
ROBERTSON STEPHENS SECURITIES·CRD# 167704
San Francisco, CABD
BLUEPRINT CAPITAL MARKETS·CRD# 44323
Newark , NJBD
LIQUIDITYEDGE, LLC·CRD# 174297
New York, Ny 10018, NYBD
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New York, NYBD
HALLMARK INVESTMENTS, INC.·CRD# 135003
New York, NYBD
TANGENT CAPITAL PARTNERS, LLC·CRD# 146999
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HRH SECURITIES, LLC·CRD# 104445
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BEDROK SECURITIES LLC·CRD# 13134
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THS LTD.·CRD# 120063
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TRIPLE A PARTNERS LLC·CRD# 142790
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BRIMBERG & CO.·CRD# 1315
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HFV INVESTMENTS, LLC·CRD# 47771
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RAMIREZ TRADETREK SECURITIES LLC·CRD# 105797
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IFL CAPITAL LLC·CRD# 127824
New York, NYBD
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New York, NYBD
CF GLOBAL TRADING, LLC·CRD# 104245
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HALLMARK INVESTMENTS, INC.·CRD# 135003
New City, NYBD
CREDITEX GROUP, INC.·CRD# 47847
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VALORES FINAMEX INTERNATIONAL, INC.·CRD# 26303
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EIM SECURITIES (USA) INC.·CRD# 40065
New York, NYBD
AKROS SECURITIES, INC·CRD# 103748
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CREDITEX GROUP, INC.·CRD# 47847
New York, NYBD
N.A. INVESTCORP LLC·CRD# 134162
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KAUPTHING SECURITIES, INC.·CRD# 104429
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MS GLOBAL FINANCE, LLC·CRD# 42485
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RAMIREZ TRADETREK SECURITIES LLC·CRD# 105797
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WEISS MULTI-STRATEGY FUNDS LLC·CRD# 130991
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MAKO GLOBAL DERIVATIVES LLC·CRD# 103799
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CRIMSON SECURITIES LLC·CRD# 38454
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Current Firm
H&
HUNNICUTT & CO. LLCCRD#: 20576 / SEC#: 8-38327
HUNNICUTT & CO. LLC | WILLIAM M. HUNNICUTT BROKER/DEALER | HUNNICUTT & CO., INC.
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
Contact Information
Main Address
110 E. 59th Street 22nd Floor, New York, NY 10022Mailing Address
110 E. 59th Street 22nd Floor, New York, NY 10022Phone Number
(212) 752-0200Established
New York since 10/22/2007Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (1 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HUNNICUTT, WILLIAM MCALISTER | PRESIDENT & CCO | — |
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
RR
Florida(9/19/2024)
RR
Ohio(3/12/2021)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 62 — Corporate Securities Limited Representative Examination
Passed Jan 2023Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 28 — Introducing Broker/Dealer Financial Operations Principal Examination
Passed Jan 2023About the Series 28 examFINRA
SRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Mark Thomas Manzo's CRS (Customer Relationship Summary).
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