DS
David P. Shoup
HORNOR, TOWNSEND & KENT
Wayne, PA 19087
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CRD#: 2685290
DS
Professional summary
David Patrick Shoup, CFP® is a registered financial advisor currently at HORNOR, TOWNSEND & KENT, LLC located in Wayne, Pennsylvania.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. David has worked at 2 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
What are your service offerings?
Employee and Employer Plan Ben...
Insurance Planning
Investment Planning
Retirement Planning
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) INSURANCE AND INVESTMENTS | INVESTMENT RELATED: YES | DBA NAME: 1847 FINANCIAL | POSITION HELD: AGENT | ADDRESS: 200 W LANCASTER AVE #204, WAYNE PA 19087 | START DATE: 2/2/1995 | NATURE OF ACTIVITY: LIFE INSURANCE BROKERAGE | APPROX HRS PER MTH: 10-25 HRS | APPROX TRADING HRS PER MTH: 10-25 HRS | DESCRIPTION OF DUTIES: INSURANCE SALES AND SERVICE INCLUDING PENN MUTUAL LIFE PRODUCTS INCLUDING LIFE SETTLEMENTS EFFECTIVE 11/1/2022. 2) ESTATE STRATEGIES INC | INVESTMENT RELATED - YES | DBA NAME: ESTATE STRATEGIES INC | POSITION HELD: AGENT | ADDRESS: 200 WEST LANCASTER AVENUE STE 204 WAYNE PA 19087 | START DT: 1/2/2016 | NATURE OF ACTIVITY: MULTI-LINE INSURANCE BROKERAGE ESTATE STRATEGIES INC | APPROX HRS PER MTH: LESS THAN 10 HRS | APPROX TRADING HRS PER MTH: LESS THAN 10 HRS | DESCRIPTION OF DUTIES: INSURANCE SALE AND SERVICE FOR LIFE INSURANCE, HEALTH INSURANCE, DISABILITY AND LTC INSURANCE INCLUDING PENN MUTUAL. 3) CAP / CLIENT ADVOCACY PARTNERS | INVESTMENT RELATED: NO | DBA NAME: | POSITION HELD: PARTNER-ALL 8 PARTNERS MEET TO EXCHANGE IDEAS THAT CAN BE OF HELP TO OUR | ADDRESS: 200 WEST LANCASTER AVE STE 204Wayne PA 19087 | START DATE: 2016-10-12 | NATURE OF ACTIVITY: OTHER-NETWORKING GROUP USED TO SHARE IDEAS | APPROX HRS PER MTH: LESS THAN 10 | APPROX TRADING HRS PER MTH: LESS THAN 10 HOURS | DESCRIPTION OF DUTIES: ALL 8 PARTNERS MEET TO EXCHANGE IDEAS THAT CAN BE OF HELP TO OUR CLIENTS. THESE MEETINGS CONSIST OF SEMI-ANNUAL TWO AND HALF DAY MEETINGS AS WELL AS SEMI-ANNUAL SCHEDULED CONFERENCE CALLS. WE ALSO EXCHANGE IDEAS ON A CURRENT CASES VIA PHONE OR EMAIL ON A REGULAR BASIS. 4)INSURANCE BROKERAGE | DBA: CHRISTINE PALMER HENNIGAN | POSITION: AGENT | NATURE: SECURITIES AND LIFE INSURANCE SALES | INVESTMENT RELATED: YES | NUMBER OF HOURS: 2 | SECURITIES TRADING HOURS: 2 | START DATE: 10/17/2025 | ADDRESS: 115 WESTTOWN ROAD, 202, WEST CHESTER PA 19382 | DESCRIPTION: INSURANCE SALES AND SERVICE INCLUDING PENN MUTUAL LIFE PRODUCTS INCLUDING LIFE SETTLEMENTS.
CRS (Client Relationship Summary) - RIA
Click below to view David Patrick Shoup's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view David Patrick Shoup's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2017
Experience
Current
February 4, 2008 - Present
HORNOR, TOWNSEND & KENT, LLC
Office #1: 200 W Lancaster Avenue Suite 204, Wayne, PA 19087RIA
BD
CRD#: 4031
Wayne, PA
Current
June 2, 2003 - Present
HORNOR, TOWNSEND & KENT, LLC
Office #1: 200 W Lancaster Avenue Suite 204, Wayne, PA 19087RIA
BD
CRD#: 4031
Wayne, PA
Past
November 28, 1995 - June 3, 2003
NEW ENGLAND SECURITIES
BD
CRD#: 615
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(11/30/2012)
RR
California(7/30/2019)
RR
Colorado(5/4/2021)
RR
Delaware(2/21/2007)
RR
District of Columbia(5/22/2018)
RR
Florida(4/9/2009)
RR
Georgia(4/20/2007)
RR
Maryland(9/30/2008)
RR
Massachusetts(8/31/2023)
RR
Minnesota(6/3/2025)
RR
Missouri(6/12/2020)
RR
New Jersey(1/29/2007)
RR
New York(9/25/2008)
RR
North Carolina(1/25/2008)
RR
Pennsylvania(6/2/2003)
IAR
Pennsylvania(2/4/2008)
RR
Virginia(10/7/2009)
RR
Wyoming(1/10/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
161 Washington Street Suite 1111, Conshohocken, PA 19428
Mailing Address
161 Washington Street Suite 1111, Conshohocken, PA 19428
Phone number
(215) 957-7300
Established
Delaware since 09/09/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
442
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| 1847 FINANCIAL LLC | SHAREHOLDER | |
| GUNZENHAUSER, RADFORD MICHAEL | FINOP | 7253452 |
| HUCKERBY, KEITH GORDON | MANAGER | 2641591 |
| MASON, ANN-MARIE | CHIEF LEGAL OFFICER AND SECRETARY | 7145020 |
| MULLER, NIKI LEE | PRINCIPAL OPERATIONS OFFICER | 7364066 |
| NAGENGAST, HEATHER JILL | PRESIDENT, MANAGER | 5300554 |
| O'MALLEY, DAVID MICHAEL | CHAIRMAN AND MANAGER | 4468593 |
| ROBINSON, VICTORIA MARIE | CHIEF COMPLIANCE OFFICER, MANAGER | 4556827 |
| WYANT, JUSTIN | MANAGER | 8146157 |
Regulatory assets under management
| Total Number of Accounts | 31,522 |
| AUM (Assets Under Management) | $ 7,753,847,039 |
Disclosures
| Regulatory Event | 11 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
