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Michael Vitas Kane

HORNOR, TOWNSEND & KENT
NEW YORK, NY
·CRD# 5272677·19 years experience

Professional Summary

Michael Vitas Kane is a registered financial advisor currently at HORNOR, TOWNSEND & KENT, LLC located in New York, New York. Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Michael has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

19 years in the financial services industry

Current & Past Employments

HORNOR, TOWNSEND & KENT, LLC·CRD# 4031
RIA
BD
30 Vesey St 9th Floor, New York, NY 10007
October 15, 2018 - Present
HORNOR, TOWNSEND & KENT, LLC·CRD# 4031
RIA
BD
30 Vesey St 9th Floor, New York, NY 10007
December 1, 2016 - Present
NEW ENGLAND SECURITIES·CRD# 615
BD
Elmsford, NY
October 30, 2013 - January 2, 2015
MSI FINANCIAL SERVICES, INC.·CRD# 14251
RIA
Elmsford, NY
November 16, 2011 - November 11, 2016
MSI FINANCIAL SERVICES, INC.·CRD# 14251
BD
Elmsford, NY
August 29, 2011 - November 11, 2016
NEW ENGLAND SECURITIES·CRD# 615
RIA
Glen Allen, VA
November 14, 2007 - August 30, 2011
NEW ENGLAND SECURITIES·CRD# 615
BD
Glen Allen, VA
June 11, 2007 - August 30, 2011

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Current Firm

HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, LLC

HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031 / SEC#: 801-56151, 8-14715
RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

Contact Information

Main Address

161 Washington Street Suite 1111, Conshohocken, PA 19428

Mailing Address

161 Washington Street Suite 1111, Conshohocken, PA 19428

Phone Number

(215) 957-7300

Established

Delaware since 09/09/2024

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Large

# of Employees

485

SEC notice filing (51 States and Territories)

Registered to provide investment advisory services in 51 US states and territories.

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 51 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

HTK WRAP FEE PROGRAM BROCHURE - PART 2A APPENDIX (4/24/2026)

Direct owners and executive officers

NamePositionCRD#
1847 FINANCIAL LLCSHAREHOLDER—
DAVIS, LISA BETHCO-PRESIDENT5985055
GUNZENHAUSER, RADFORD MICHAELFINOP7253452
HUCKERBY, KEITH GORDONMANAGER2641591
KANE, MICHAEL VITASCO-PRESIDENT5272677
MASON, ANN-MARIECHIEF LEGAL OFFICER AND SECRETARY7145020
O'MALLEY, DAVID MICHAELCHAIRMAN AND MANAGER4468593
ROBINSON, VICTORIA MARIECHIEF COMPLIANCE OFFICER, MANAGER4556827
ROMENESKO, DELANA RAQUELPRINCIPAL OPERATIONS OFFICER2656165
WYANT, JUSTINMANAGER8146157

Regulatory Assets Under Management

Total Number of Accounts

28,369

AUM (Assets Under Management)

$9,014,857,753

Disclosures

Regulatory Event

11

Arbitration

6

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) MULTI-LINE INSURANCE BROKERAGE | INVESTMENT RELATED: YES | DBA NAME: EMPIRE WEALTH STRATEGIES / KANE AGENCY | POSITION HELD: OFFICER-CEO | ADDRESS: 30 VESEY ST, 9TH FLOOR, NEW YORK, NY 10007 | | START DATE: 2016-11-25 | NATURE OF ACTIVITY: MULTI-LINE INSURANCE BROKERAGE- | APPROX HRS PER MTH: 26-40 HOURS | APPROX TRADING HRS PER MTH: 41-100 HOURS | DESCRIPTION OF DUTIES: MANAGE & DEVELOPMENT OF SALES & SERVICE OF LIFE, ACCIDENT, HEALTH/DI/LTC AND ANNUITY ACCOUNTS, INCLUDING LIFE SETTLEMENTS EFF 05/15/2023 FOR MULTIPLE CARRIERS INCLUDING THE PENN MUTUAL LIFE INS. CO. 2) REAL ESTATE VIRGINIA CAPITOL PROPERTIES | INVESTMENT RELATED: NO | DBA NAME: | POSITION HELD:PRESIDENT/PARTNER | ADDRESS: 215 W 88TH STREET APT 10H NEW YORK, NY 10024 | START DATE: 8/1/2010 | NATURE OF ACTIVITY: RENTAL PROPERTY OWNER | APPROX HRS PER MTH: LESS THAN 10 | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES: 33% LIMITED PARTNER/PRESIDENT THAT MANAGES RENTAL PROPERTY. OWN ADDITIONAL PROPERTIES IN RICHMOND VA. 3) EMPIRE BROKERAGE LLC | INVESTMENT RELATED: YES | DBA NAME: EMPIRE BROKERAGE LLC | POSITION HELD: PROPRIETOR/OWNER | ADDRESS: 215 W 88TH STREET, APT 10H NEW YORK, NY 10024 | START DATE: 10/1/2021 | NATURE OF ACTIVITY: PROPERTY/CASUALTY /LIFE INSURANCE | APPROX HRS PER MTH: LESS THAN 10 | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES: OPENED THIS LLC FOR POTENTIAL BROKERAGE 4) BOARD MEMBER OF INSURANCE COMPANY | INVESTMENT RELATED: NO | DBA NAME: The Penn Insurance and Annuity Company of New York | POSITION HELD: BOARD MEMBER | ADDRESS: 200 DAY HILL RD., WINDSOR, CT 06095 | START DATE: 1/1/2020 | NATURE OF ACTIVITY: OTHER - INSURANCE COMPANY | APPROX HRS PER MTH: LESS THAN 10 | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES: AS BOARD MEMBER PROVIDING GUIDEANCE TO THE COMPANY'S EXECUTIEVE TEAM. VANTIS LIFE INS. CO. OF NEW YORK IS A SUBSIDIARY OF THE PENN MUTUAL LFIE INS. CO. 5) BOARD MEMBER FOR FINCESCA NY. | INVESTMENT RELATED: NO | DBA NAME: | POSITION HELD: BOARD MEMBER | ADDRESS: 30 VESEY ST, 9TH FLOOR, NEW YORK, NY 10007 | START DATE: 10/15/2020 | NATURE OF ACTIVITY: NETWORKING GROUP | APPROX HRS PER MTH: LESS THAN 10 | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES: ATTEND BOARD MEETINGS. 6)MULTI-LINE INSURANCE BROKERAGE | INVESTMENT RELATED: YES | DBA NAME: 1847 FINANCIAL | POSITION HELD: OFFICER-CEO | ADDRESS: 30 VESEY ST, 9TH FLOOR, NEW YORK, NY 10007 | | START DATE: 01/01/2024 | NATURE OF ACTIVITY: MULTI-LINE INSURANCE BROKERAGE- | APPROX HRS PER MTH: 26-40 HOURS | APPROX TRADING HRS PER MTH: 41-100 HOURS | DESCRIPTION OF DUTIES: MANAGE & DEVELOPMENT OF SALES & SERVICE OF LIFE, ACCIDENT, HEALTH/DI/LTC AND ANNUITY ACCOUNTS, INCLUDING LIFE SETTLEMENTS EFF 05/15/2023 FOR MULTIPLE CARRIERS INCLUDING THE PENN MUTUAL LIFE INS. CO.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, LLC

HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031 / SEC#: 801-56151, 8-14715
RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
New Jersey
(10/11/2018)
RR
New York
(12/1/2016)
IAR
New York
(3/19/2021)
RR
North Carolina
(12/1/2016)
RR
Virginia
(12/1/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Nov 2007About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 2007About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Oct 2011About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jun 2007About the Series 6 exam

Series 24 — General Securities Principal Examination

Passed Apr 2017About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Michael Vitas Kane's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Michael Vitas Kane's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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