Dan Jay Epstein
Professional Summary
Dan Jay Epstein, who also goes by Dan J Epstein, is a registered financial advisor currently at EDGELINE CAPITAL, LLC. located in Los Angeles, California. Dan is registered as a RR (Registered Representative) and started their career in finance in 1997. Dan has worked at 4 firms and has passed the Series 63, SIE, Series 52, Series 7, Series 22 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Dan J Epstein
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
25 years in the financial services industry
Current & Past Employments
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Current Firm
EDGELINE CAPITAL, LLC.
Contact Information
Main Address
11726 San Vicente Blvd. Suite 610, Los Angeles, CA 90049Mailing Address
11726 San Vicente Blvd. Suite 610, Los Angeles, CA 90049Phone Number
(310) 442-0595Established
Delaware since 08/26/2009Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (7 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(2/28/2020)
(2/28/2020)
(1/31/2011)
(1/12/2011)
(2/22/2020)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 22 — Direct Participation Programs Representative Examination
Passed Sep 2007About the Series 22 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Dan Jay Epstein's CRS (Customer Relationship Summary).
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