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Damon Scott Fisher

EDGELINE CAPITAL, LLC.
LOS ANGELES, CA
·CRD# 1948121·34 years experience

Professional Summary

Damon Scott Fisher is a registered financial advisor currently at EDGELINE CAPITAL, LLC. located in Los Angeles, California. Damon is registered as a RR (Registered Representative) and started their career in finance in 1992. Damon has worked at 5 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

34 years in the financial services industry

Current & Past Employments

EDGELINE CAPITAL, LLC.·CRD# 152774
BD
1. 11726 San Vicente Blvd. Suite 610, Los Angeles, CA 900492. 11726 San Vicente Blvd. Suite 610, Los Angeles, CA 90049
December 16, 2010 - Present
REGENT CAPITAL GROUP, INC.·CRD# 126881
BD
Beverly Hills, CA
May 29, 2009 - February 23, 2011
DAV/WETHERLY FINANCIAL, L.P.·CRD# 119951
BD
Los Angeles, CA
March 14, 2007 - May 18, 2009
DFA SECURITIES LLC·CRD# 10292
BD
Austin, TX
May 25, 1993 - July 19, 2005
CINCINNATI ANALYSTS, INC.·CRD# 5478
BD
Cincinnati, OH
January 20, 1992 - April 5, 1993

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Current Firm

EC
EDGELINE CAPITAL, LLC.

EDGELINE CAPITAL, LLC.

CRD#: 152774 / SEC#: 8-68475
BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

Contact Information

Main Address

11726 San Vicente Blvd. Suite 610, Los Angeles, CA 90049

Mailing Address

11726 San Vicente Blvd. Suite 610, Los Angeles, CA 90049

Phone Number

(310) 442-0595

Established

Delaware since 08/26/2009

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (7 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
EDGELINE CAPITAL PARTNERS, LLCOWNER—
EPSTEIN, DAN JAYMANAGING DIRECTOR2625166
FISHER, DAMON SCOTTPRESIDENT/MANAGING MEMBER1948121
UCCIFERRI, LOUIECCO/FINOP1156956

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(12/17/2010)
RR
Florida
(1/20/2011)
RR
Louisiana
(2/23/2011)
RR
New York
(1/12/2011)
RR
Texas
(2/17/2011)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1992About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jan 1992About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jan 2010About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Damon Scott Fisher's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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