Louie Nmn Ucciferri
Professional Summary
Louie Nmn Ucciferri, who also goes by Louie Ucciferri, Luigi Ucciferri, is a registered financial advisor currently at CAMDEN FINANCIAL SERVICES located in Los Angeles, California and EDGELINE CAPITAL, LLC. located in Los Angeles, California. Louie is registered as a RR (Registered Representative) and started their career in finance in 1984. Louie has worked at 16 firms and has passed the Series 63, Series 79TO, Series 52TO, Series 99TO, SIE, Series 7, Series 14, Series...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Louie Ucciferri, Luigi Ucciferri
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
42 years in the financial services industry
Current & Past Employments
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Current Firm
EDGELINE CAPITAL, LLC.
Contact Information
Main Address
11726 San Vicente Blvd. Suite 610, Los Angeles, CA 90049Mailing Address
11726 San Vicente Blvd. Suite 610, Los Angeles, CA 90049Phone Number
(310) 442-0595Established
Delaware since 08/26/2009Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (7 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(11/30/1998)
(1/21/2011)
(2/5/2013)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 52TO — Municipal Securities Representative Examination
Passed Jan 2023About the Series 52TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Louie Nmn Ucciferri's CRS (Customer Relationship Summary).
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