Tara T. Unverzagt

SOUTH BAY FINANCIAL PARTNERS

Torrance, CA 90503

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CRD#: 2630060

Professional summary

Tara Tussing Unverzagt, CFP®, who also goes by Tara Tussing, Tara Tussing Unverzagt, is a registered financial advisor currently at SOUTH BAY FINANCIAL PARTNERS located in Torrance, California.

Tara is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Tara has worked at 2 firms and has passed the Series 2 exam.

Question & Answer

What are your service offerings?

Inheritance

Education Planning

Budgeting

Investment Planning

Retirement Income Management

Tax Planning

Do you have an area of expertise or specialization?

Baby Boomers

Cash Flow/Budgets/Credit Issue...

Charitable Giving

College/Education Planning

Estate & Generational Planning...

Fixed Fee (Subscription, Retai...

Are you a "fiduciary"?

Yes

Aliases

Tara Tussing | Tara Tussing Unverzagt

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tara Tussing Unverzagt's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1995

Experience

Current

April 3, 2015 - Present

SOUTH BAY FINANCIAL PARTNERS

Office #1: 21515 Hawthorne Blvd Suite 200, Torrance, CA 90503

RIA

CRD#: 175015

Torrance, CA

Past

March 20, 2009 - July 17, 2017

ALBANESE HEMSLEY & TUSSING LTD

RIA

CRD#: 107045

TORRANCE, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SOUTH BAY FINANCIAL PARTNERS

SOUTH BAY FINANCIAL PARTNERS | SOUTH BAY FINANCIAL PARTNERS GROUP, INC.

CRD#: 175015 / SEC#: 801-110198

RIA

Registered Investment Advisory firm - (3/24/2017 Approved)

California

Registered Investment Advisory firm - (5/28/2023 Terminated)

Illinois

Registered Investment Advisory firm - (3/24/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(4/3/2015)

IAR

Florida
(2/28/2024)

IAR

Illinois
(3/24/2017)

IAR

Texas
(12/5/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

Series 2

Date: 6/13/1995

Non-Member General Securities Examination

Current Firm

SOUTH BAY FINANCIAL PARTNERS

SOUTH BAY FINANCIAL PARTNERS | SOUTH BAY FINANCIAL PARTNERS GROUP, INC.

CRD#: 175015 / SEC#: 801-110198

RIA

Registered Investment Advisory firm - (3/24/2017 Approved)

California

Registered Investment Advisory firm - (5/28/2023 Terminated)

Illinois

Registered Investment Advisory firm - (3/24/2017 Terminated)

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Contact information

Main Address

21515 Hawthorne Blvd Suite 200, Torrance, CA 90503

Mailing Address

Phone number

(310) 792-4189

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025 SBFP ADV BROCHURE PART 2A (4/1/2025)

2025 SBFP ADV BROCHURE 2B - ALL ADVISORS (4/1/2025)

Regulatory assets under management

Total Number of Accounts	126
AUM (Assets Under Management)	$ 109,420,848

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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Tara T. Unverzagt

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tara Tussing Unverzagt's CRS (Customer Relationship Summary).

Certified licenses

Experience

SOUTH BAY FINANCIAL PARTNERS

ALBANESE HEMSLEY & TUSSING LTD

Primary Firm SEC Registration

SOUTH BAY FINANCIAL PARTNERS

State Registrations and Notice Filings

Exams

Series 2

Date: 6/13/1995

Current Firm

SOUTH BAY FINANCIAL PARTNERS

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SOUTH BAY FINANCIAL PARTNERS

TRUST BUT VERIFY

Contact information

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