AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why Advisor Check
MM

Michael C. Martino

FOUR POINTS CAPITAL PARTNERS LLC
Ridgewood, NJ 07450
Some features on this profile are disabled
CRD#: 2579146
MM

Professional summary


Michael Christopher Martino, who also goes by Michael C Martino, is a registered financial professional currently at FOUR POINTS CAPITAL PARTNERS LLC located in Ridgewood, New Jersey.

Michael is registered as a RR (Registered Representative) and started their career in finance in 1995. Michael has worked at 8 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Michael C Martino

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Michael Christopher Martino's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

April 15, 2011 - Present

FOUR POINTS CAPITAL PARTNERS LLC

Office #1: 55a E. Ridgewood Avenue Suite 12, Ridgewood, NJ 07450Office #2: 55a. Ridgewood Avenue Suite 12, Ridgewood, NJ 07450Office #3: 99 Park Avenue Suite 810, New York, NY 10016
BD
CRD#: 43149
Ridgewood, NJ
Past

June 22, 2007 - April 18, 2011

WEDBUSH SECURITIES INC.

BD
CRD#: 877
TARRYTOWN, NY
Past

September 21, 2001 - June 25, 2007

BROOKSTREET SECURITIES CORPORATION

BD
CRD#: 14667
WHITE PLAINS, NY
Past

May 30, 2000 - October 16, 2001

EMERSON BENNETT & ASSOCIATES

BD
CRD#: 36171
FT. LAUDERDALE, FL
Past

January 20, 2000 - May 23, 2000

S.G. MARTIN SECURITIES LLC

BD
CRD#: 46908
JERICHO, NY
Past

April 21, 1998 - December 31, 1999

FIN-ATLANTIC SECURITIES, INC.

BD
CRD#: 25523
JUPITER, FL
Past

January 12, 1998 - February 25, 1998

FAIRCHILD FINANCIAL GROUP, INC.

BD
CRD#: 21404
NEW YORK, NY
Past

March 6, 1995 - December 23, 1997

MONROE PARKER SECURITIES, INC.

BD
CRD#: 31204
PURCHASE, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(3/4/2014)
RR
Alaska
(4/15/2011)
RR
Arizona
(4/27/2011)
RR
Arkansas
(4/26/2011)
RR
California
(4/18/2011)
RR
Colorado
(5/12/2016)
RR
Delaware
(4/26/2011)
RR
District of Columbia
(4/18/2011)
RR
Florida
(4/27/2011)
RR
Georgia
(4/15/2011)
RR
Hawaii
(11/15/2011)
RR
Idaho
(4/18/2011)
RR
Illinois
(4/18/2011)
RR
Indiana
(4/26/2011)
RR
Iowa
(4/19/2011)
RR
Kansas
(4/25/2011)
RR
Kentucky
(4/19/2011)
RR
Louisiana
(3/6/2014)
RR
Massachusetts
(3/5/2014)
RR
Michigan
(4/15/2011)
RR
Minnesota
(4/15/2011)
RR
Mississippi
(4/19/2011)
RR
Missouri
(4/15/2011)
RR
Nebraska
(4/15/2011)
RR
Nevada
(4/15/2011)
RR
New Hampshire
(1/27/2012)
RR
New Jersey
(4/15/2011)
RR
New Mexico
(4/26/2011)
RR
New York
(4/15/2011)
RR
North Carolina
(4/15/2011)
RR
North Dakota
(4/21/2011)
RR
Ohio
(4/15/2011)
RR
Oklahoma
(4/21/2011)
RR
Oregon
(4/15/2011)
RR
Pennsylvania
(4/15/2011)
RR
Rhode Island
(10/24/2014)
RR
South Dakota
(4/19/2011)
RR
Tennessee
(4/19/2023)
RR
Texas
(4/29/2011)
RR
Virgin Islands
(3/3/2014)
RR
Virginia
(4/15/2011)
RR
Washington
(4/20/2011)
RR
West Virginia
(3/10/2014)
RR
Wisconsin
(2/28/2014)
RR
Wyoming
(4/15/2011)

Exams


State Security Law Exam
RR
Series 63
Date: 4/13/1995
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


FP
FOUR POINTS CAPITAL PARTNERS LLC
AURORA FINANCIAL SERVICES, L.L.C. | HAYDEN & ASSOCIATES | FOUR POINTS CAPITAL PARTNERS LLC

CRD#: 43149 / SEC#: , 8-50162

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information


Main Address
55a E. Ridgewood Avenue Suite 12, Ridgewood, NJ 07450
Mailing Address
55a E. Ridgewood Avenue Suite 12, Ridgewood, NJ 07450
Phone number
(212) 257-5240
Established
Texas since 07/23/1997
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
5M HOLDINGS LLCMANAGING MEMBER
GRAY, JOHN CLARKECHIEF FINANCIAL OPERATIONS OFFICER / CFO1367440
MARTINO, MICHAEL CHRISTOPHERCHIEF EXECUTIVE OFFICER2579146
MURPHY, GENE RYANCHIEF OPERATIONS OFFICER4739772
TOOKE, JEFFREY ACHIEF COMPLIANCE OFFICER, AMLCO5621579

Disclosures


Regulatory Event1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


FOUR POINTS CAPITAL PARTNERS LLC

CRD#: 43149Ridgewood, NJ 07450

TRUST BUT VERIFY

Monitor Michael Martino

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors


Peter Faulkner Kettle
Peter KettleAdvisorCheck Check Mark
AMERIPRISE FINANCIAL SERVICES, LLC
IAR
RR
Brooklyn, NY
Richard Gaspare Dragotta
Richard DragottaAdvisorCheck Check Mark
LPL FINANCIAL LLC
IAR
RR
Paramus, NJ
Diane E Finnerty
Diane FinnertyAdvisorCheck Check Mark
MORGAN STANLEY
IAR
RR
New York, NY
footer-logo

AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics