Peter W. Gaudet
Professional summary
Peter William Gaudet, who also goes by Peter W Gaudet, is a registered financial professional currently at CAMPFIRE CAPITAL located in Chappaqua, New York.
Peter is registered as a RR (Registered Representative) and started their career in finance in 1994. Peter has worked at 7 firms and has passed the Series 65, Series 63, Series 79TO, SIE, Series 3, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Peter William Gaudet's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 29, 2014 - Present
CAMPFIRE CAPITAL
Office #1: 81 Campfire Rd, Chappaqua, NY 10514April 18, 2013 - May 12, 2014
BEDMINSTER FINANCIAL GROUP, LIMITED
June 18, 2010 - May 10, 2011
MISCHLER FINANCIAL GROUP, INC.
April 12, 2006 - April 19, 2010
ICP SECURITIES LLC
January 1, 2001 - July 8, 2005
CREDIT SUISSE ASSET MANAGEMENT SECURITIES LLC
July 8, 1996 - January 1, 2001
PERSHING LLC
August 11, 1994 - July 10, 1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/10/2021)
(6/10/2015)
(5/28/2025)
(5/20/2025)
(3/19/2021)
(1/24/2022)
(5/28/2025)
(11/20/2019)
(5/28/2025)
(5/1/2014)
(5/28/2025)
(5/21/2021)
(8/29/2018)
(9/18/2020)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
CAMPFIRE CAPITAL
CRD#: 168457 / SEC#: , 8-69309
Contact information
FINRA licenses (14 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
