Jason L. Flaherty
Professional summary
Jason Lee Flaherty is a registered financial professional currently at TRADEZERO AMERICA, INC. located in Brooklyn, New York.
Jason is registered as a RR (Registered Representative) and started their career in finance in 2003. Jason has worked at 12 firms and has passed the Series 63, Series 57TO, SIE, Series 7 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jason Lee Flaherty's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 26, 2019 - Present
TRADEZERO AMERICA, INC.
Office #1: 67 35th Street Suite B450, Brooklyn, NY 11232February 15, 2019 - July 31, 2019
PTR, INC.
January 26, 2017 - February 15, 2019
BENJAMIN & JEROLD BROKERAGE I, LLC
August 11, 2014 - November 3, 2018
DLB SECURITIES L.L.C.
August 1, 2014 - August 12, 2014
X-CHANGE FINANCIAL ACCESS, LLC
June 14, 2011 - December 31, 2016
MONTECITO ADVISORS, INC.
March 29, 2010 - July 31, 2014
DLB SECURITIES L.L.C.
March 24, 2010 - November 1, 2011
MARQUIS HOLDINGS, INC.
January 15, 2009 - March 29, 2010
BUCKLEY & YOUNG, LLC
August 14, 2006 - December 9, 2008
AMERIVEST PARTNERS, LLC
July 26, 2005 - August 14, 2006
ROBERT G. PEARS & CO., INC.
June 15, 2004 - July 7, 2005
PROGRESSIVE SECURITIES CORP.
September 22, 2003 - January 21, 2004
LL PARTNERS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamFINRA
NYSE American LLC
Current Firm
TRADEZERO AMERICA, INC.
CRD#: 282940 / SEC#: , 8-69736
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRADEZERO USA INC | SHAREHOLDER | |
| CALLEJAS, KHRIS | PRINCIPAL FINANCIAL OFFICER | 6062989 |
| CALLEJAS, KHRIS | FINOP | 6062989 |
| CURET, JEFFREY HOWARD | REGISTERED OPTION PRINCIPAL / CHIEF OPERATIONS OFFICER | 4711190 |
| HAUPT, MICHAEL S | CEO | 2865821 |
| NACCARELLI, ANTONY CARMINE | CHIEF COMPLIANCE OFFICER | 1412706 |
| ORTEGON, MARY ANNETTE | MARKETING REGISTERED OPTIONS PRINCIPAL | 1297351 |
Disclosures
| Regulatory Event | 5 |
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