AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
RJ

Ramnarain Joseph Jaigobind Jr

THINKEQUITY
NEW YORK, NY
·CRD# 2273469·34 years experience

Professional Summary

Ramnarain Joseph Jaigobind JR, who also goes by Joe Jaigobind, Ramnarain Joseph (jr) Jaigobino, is a registered financial advisor currently at THINKEQUITY LLC located in New York, New York. Ramnarain is registered as a RR (Registered Representative) and started their career in finance in 1992. Ramnarain has worked at 11 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Joe Jaigobind, Ramnarain Joseph (jr) Jaigobino

Blog Corner

Similar Advisors

SUMMIT, NJ · CRD#
View profile
Richard Gaspare Dragotta
Richard Gaspare Dragotta

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Anthony J. Macagna
Anthony J. Macagna

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Nicholas Wayne Rygiel
Nicholas Wayne Rygiel

PROTOCOL WEALTH, LLC

Havertown, PA · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Elizabeth Katz Miller
Elizabeth Katz Miller

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#
Richard Gaspare Dragotta
Richard Gaspare Dragotta

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Anthony J. Macagna
Anthony J. Macagna

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Nicholas Wayne Rygiel
Nicholas Wayne Rygiel

PROTOCOL WEALTH, LLC

Havertown, PA · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

Elizabeth Katz Miller
Elizabeth Katz Miller

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#
Richard Gaspare Dragotta
Richard Gaspare Dragotta

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Anthony J. Macagna
Anthony J. Macagna

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Nicholas Wayne Rygiel
Nicholas Wayne Rygiel

PROTOCOL WEALTH, LLC

Havertown, PA · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Elizabeth Katz Miller
Elizabeth Katz Miller

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#
Richard Gaspare Dragotta
Richard Gaspare Dragotta

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Anthony J. Macagna
Anthony J. Macagna

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Nicholas Wayne Rygiel
Nicholas Wayne Rygiel

PROTOCOL WEALTH, LLC

Havertown, PA · CRD#

Years of Experience

34 years in the financial services industry

Current & Past Employments

THINKEQUITY LLC·CRD# 20996
BD
1. 17 State Street, 41st Floor, New York, NY 100042. 17 State Street 41st Floor, New York, NY, 10004
April 20, 2018 - Present
JOSEPH GUNNAR & CO. LLC·CRD# 24795
BD
Uniondale, NY
September 9, 2015 - February 20, 2018
AEGIS CAPITAL CORP.·CRD# 15007
BD
New York, NY
September 9, 2011 - October 6, 2015
RODMAN & RENSHAW, LLC·CRD# 16415
BD
New York, NY
May 23, 2008 - September 13, 2011
MAXIM GROUP LLC·CRD# 120708
BD
New York, NY
October 23, 2002 - June 3, 2008
HAPOALIM SECURITIES USA, INC.·CRD# 266
BD
New York, NY
December 18, 2000 - October 23, 2002
EARLYBIRDCAPITAL, INC.·CRD# 28629
BD
Melville, NY
August 23, 2000 - November 2, 2000
GKN SECURITIES CORP.·CRD# 19415
BD
New York, NY
April 15, 1997 - December 18, 2000
THE BOSTON GROUP·CRD# 37652
BD
Los Angeles, CA
May 14, 1996 - April 22, 1997
BARINGTON CAPITAL GROUP, L.P.·CRD# 29383
BD
New York, NY
April 17, 1995 - June 11, 1996
GKN SECURITIES CORP.·CRD# 19415
BD
New York, NY
November 3, 1992 - April 28, 1995
LEHMAN BROTHERS INC.·CRD# 7506
BD
New York, NY
October 26, 1992 - November 19, 1992

Similar Advisors

Elizabeth Katz Miller
Elizabeth Katz Miller

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#
Richard Gaspare Dragotta
Richard Gaspare Dragotta

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Anthony J. Macagna
Anthony J. Macagna

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Nicholas Wayne Rygiel
Nicholas Wayne Rygiel

PROTOCOL WEALTH, LLC

Havertown, PA · CRD#

Current Firm

TL
THINKEQUITY LLC

FORDHAM FINANCIAL MANAGEMENT, INC. | THINKSTERN VENTURES | THINKSTERN | THINKEQUITY LLC

CRD#: 20996 / SEC#: 8-38622
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

17 State Street 41st Floor, New York, NY, 10004

Mailing Address

17 State Street 41st Floor, New York, NY, 10004

Phone Number

(212) 732-8500

Established

Delaware since 08/13/2021

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
JAIGOBIND, RAMNARAIN JOSEPH JRCHIEF EXECUTIVE OFFICER, GENERAL PRINCIPAL2273469
FORDHAM HOLDING GROUP, INC.SHAREHOLDER—
BAQUET, WILLIAMGENERAL PRINCIPAL, PRESIDENT, DIRECTOR, SECRETARY, TREASURER, HEAD OF TRADING, NYSE GP, NYSE GS CHIEF OPERATING OFFICER1332676
BOYLE, BRUCECHIEF COMPLIANCE OFFICER, AML COMPLIANCE OFFICER, OPTIONS PRINCIPAL,1796066
CHOUDHARY, CHIRAGHEAD OF EQUITY CAPITAL MARKETS AND INSTITUTIONAL SALES4534379
GIORDANO, CHARLES FRANCISMANAGING DIRECTOR, GENERAL PRINCIPAL2124257
KRIM, ALAN MITCHELLCFO, FINOP, NYSE FI2785337
KUMAR, ASHOKMANAGING DIRECTOR, RESEARCH2374960
LORD, ERICHEAD OF INVESTMENT BANKING5232206
MANCUSO, PETER VINCENTMANAGING DIRECTOR, EQUITY TRADING, NYSE COMPLIANCE OFFICER, FLOOR SUPERVISOR2357435
MANGAN, KEVIN ROBERTMANAGING DIRECTOR, HEAD OF EQUITY SYNDICATE5365766
MOHAMMED, SABRINA JASMINEFINOP7151560
NASH, KELLYSUPERVISORY ANALYST, RESEARCH PRINCIPAL3017718
QUARTUCCIO, PHILIP PAULMANAGING DIRECTOR, HEAD OF GLOBAL TRADING2397864
ROTHBAUM, SCOTTSUPERVISOR - SALES5237026
SINGER, JEFFREY DAVIDHEAD OF DEBT CAPITAL MARKETS4829339
SKOP, CRAIG MICHAELS-24 SUPERVISOR - CORPORATE ACCESS2301924

Disclosures

Regulatory Event

8

Arbitration

2

Similar Advisors

Elizabeth Katz Miller
Elizabeth Katz Miller

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#
Richard Gaspare Dragotta
Richard Gaspare Dragotta

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Anthony J. Macagna
Anthony J. Macagna

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Nicholas Wayne Rygiel
Nicholas Wayne Rygiel

PROTOCOL WEALTH, LLC

Havertown, PA · CRD#

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Similar Advisors

Elizabeth Katz Miller
Elizabeth Katz Miller

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#
Richard Gaspare Dragotta
Richard Gaspare Dragotta

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Anthony J. Macagna
Anthony J. Macagna

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Nicholas Wayne Rygiel
Nicholas Wayne Rygiel

PROTOCOL WEALTH, LLC

Havertown, PA · CRD#

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(4/20/2018)
RR
Alaska
(4/20/2018)
RR
Arizona
(4/20/2018)
RR
Arkansas
(4/20/2018)
RR
California
(4/20/2018)
RR
Colorado
(4/20/2018)
RR
Connecticut
(4/20/2018)
RR
Delaware
(4/20/2018)
RR
District of Columbia
(4/20/2018)
RR
Florida
(4/20/2018)
RR
Georgia
(4/20/2018)
RR
Hawaii
(4/20/2018)
RR
Idaho
(4/20/2018)
RR
Illinois
(4/20/2018)
RR
Indiana
(4/20/2018)
RR
Iowa
(4/20/2018)
RR
Kansas
(4/20/2018)
RR
Kentucky
(4/20/2018)
RR
Louisiana
(4/20/2018)
RR
Maine
(4/20/2018)
RR
Maryland
(4/20/2018)
RR
Massachusetts
(4/20/2018)
RR
Michigan
(4/20/2018)
RR
Minnesota
(4/20/2018)
RR
Mississippi
(4/20/2018)
RR
Missouri
(4/20/2018)
RR
Montana
(5/1/2018)
RR
Nebraska
(4/20/2018)
RR
Nevada
(4/20/2018)
RR
New Hampshire
(6/1/2019)
RR
New Jersey
(4/20/2018)
RR
New Mexico
(4/20/2018)
RR
New York
(4/20/2018)
RR
North Carolina
(4/26/2018)
RR
North Dakota
(4/20/2018)
RR
Ohio
(4/20/2018)
RR
Oklahoma
(4/20/2018)
RR
Oregon
(4/20/2018)
RR
Pennsylvania
(4/20/2018)
RR
Puerto Rico
(4/20/2018)
RR
Rhode Island
(4/20/2018)
RR
South Carolina
(4/20/2018)
RR
South Dakota
(4/20/2018)
RR
Tennessee
(1/25/2021)
RR
Texas
(4/20/2018)
RR
Utah
(6/1/2019)
RR
Vermont
(6/1/2019)
RR
Virgin Islands
(4/20/2018)
RR
Virginia
(4/20/2018)
RR
Washington
(4/20/2018)
RR
West Virginia
(4/20/2018)
RR
Wisconsin
(4/20/2018)
RR
Wyoming
(4/20/2018)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1992About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Oct 2025About the Series 99TO exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Oct 1992About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jan 2006About the Series 24 exam
FINRA
SRO Registrations
NYSE American LLC
SRO Registrations
NYSE Arca, Inc.
SRO Registrations
Nasdaq Stock Market
SRO Registrations
New York Stock Exchange
SRO Registrations

Similar Advisors

Elizabeth Katz Miller
Elizabeth Katz Miller

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#
Richard Gaspare Dragotta
Richard Gaspare Dragotta

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Anthony J. Macagna
Anthony J. Macagna

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Nicholas Wayne Rygiel
Nicholas Wayne Rygiel

PROTOCOL WEALTH, LLC

Havertown, PA · CRD#

CRS (Client Relationship Summary) - BD

Click below to view Ramnarain Joseph Jaigobind JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Similar Advisors

Elizabeth Katz Miller
Elizabeth Katz Miller

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#
Richard Gaspare Dragotta
Richard Gaspare Dragotta

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Anthony J. Macagna
Anthony J. Macagna

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Nicholas Wayne Rygiel
Nicholas Wayne Rygiel

PROTOCOL WEALTH, LLC

Havertown, PA · CRD#
RJ
Follow Ramnarain
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required