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Bruce Boyle

THINKEQUITY
Melville, NY
·CRD# 1796066·33 years experience

Professional Summary

Bruce Boyle, who also goes by Bruce G Boyle, Bruce George Boyle, is a registered financial advisor currently at THINKEQUITY LLC located in Melville, New York. Bruce is registered as a RR (Registered Representative) and started their career in finance in 1993. Bruce has worked at 5 firms and has passed the Series 63, Series 52TO, Series 99TO, SIE, Series 7, Series 6, Series 14, Series 4, Series 53, Series 24 and Series 27 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Bruce G Boyle, Bruce George Boyle

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

33 years in the financial services industry

Current & Past Employments

THINKEQUITY LLC·CRD# 20996
BD
538 Broadhollow Road Suite 223, Melville, NY 11747
April 4, 2025 - Present
SW FINANCIAL·CRD# 145012
BD
Melville, NY
October 28, 2019 - May 11, 2023
ETICO PARTNERS, LLC·CRD# 122481
BD
New York, NY
September 20, 2002 - October 31, 2018
M. J. WHITMAN, INC.·CRD# 27870
BD
New York, NY
November 10, 2000 - September 20, 2002
BNY MELLON SECURITIES CORPORATION·CRD# 231
BD
New York, NY
February 17, 1993 - September 15, 1994

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Current Firm

TL
THINKEQUITY LLC

FORDHAM FINANCIAL MANAGEMENT, INC. | THINKSTERN VENTURES | THINKSTERN | THINKEQUITY LLC

CRD#: 20996 / SEC#: 8-38622
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

17 State Street 41st Floor, New York, NY, 10004

Mailing Address

17 State Street 41st Floor, New York, NY, 10004

Phone Number

(212) 732-8500

Established

Delaware since 08/13/2021

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
JAIGOBIND, RAMNARAIN JOSEPH JRCHIEF EXECUTIVE OFFICER, GENERAL PRINCIPAL2273469
FORDHAM HOLDING GROUP, INC.SHAREHOLDER—
BAQUET, WILLIAMGENERAL PRINCIPAL, PRESIDENT, DIRECTOR, SECRETARY, TREASURER, HEAD OF TRADING, NYSE GP, NYSE GS CHIEF OPERATING OFFICER1332676
BOYLE, BRUCECHIEF COMPLIANCE OFFICER, AML COMPLIANCE OFFICER, OPTIONS PRINCIPAL,1796066
CHOUDHARY, CHIRAGHEAD OF EQUITY CAPITAL MARKETS AND INSTITUTIONAL SALES4534379
GIORDANO, CHARLES FRANCISMANAGING DIRECTOR, GENERAL PRINCIPAL2124257
KRIM, ALAN MITCHELLCFO, FINOP, NYSE FI2785337
KUMAR, ASHOKMANAGING DIRECTOR, RESEARCH2374960
LORD, ERICHEAD OF INVESTMENT BANKING5232206
MANCUSO, PETER VINCENTMANAGING DIRECTOR, EQUITY TRADING, NYSE COMPLIANCE OFFICER, FLOOR SUPERVISOR2357435
MANGAN, KEVIN ROBERTMANAGING DIRECTOR, HEAD OF EQUITY SYNDICATE5365766
MOHAMMED, SABRINA JASMINEFINOP7151560
NASH, KELLYSUPERVISORY ANALYST, RESEARCH PRINCIPAL3017718
QUARTUCCIO, PHILIP PAULMANAGING DIRECTOR, HEAD OF GLOBAL TRADING2397864
ROTHBAUM, SCOTTSUPERVISOR - SALES5237026
SINGER, JEFFREY DAVIDHEAD OF DEBT CAPITAL MARKETS4829339
SKOP, CRAIG MICHAELS-24 SUPERVISOR - CORPORATE ACCESS2301924

Disclosures

Regulatory Event

8

Arbitration

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
New York
(4/8/2025)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 2003About the Series 63 exam

Series 52TO — Municipal Securities Representative Examination

Passed Mar 2026About the Series 52TO exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Nov 2000About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jan 1993About the Series 6 exam

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 4 — Registered Options Principal Examination

Passed Dec 2004About the Series 4 exam

Series 53 — Municipal Securities Principal Examination

Passed Feb 2003About the Series 53 exam

Series 24 — General Securities Principal Examination

Passed Dec 2002About the Series 24 exam

Series 27 — Financial and Operations Principal Examination

Passed Aug 2001About the Series 27 exam
24X National Exchange LLC
SRO Registrations
FINRA
SRO Registrations
NYSE American LLC
SRO Registrations
NYSE Arca, Inc.
SRO Registrations
Nasdaq Stock Market
SRO Registrations
New York Stock Exchange
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Bruce Boyle's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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