Alan Mitchell Krim
Professional Summary
Alan Mitchell Krim is a registered financial advisor currently at THINKEQUITY LLC located in New York, New York and PTR, INC. located in Collingswood, New Jersey. Alan is registered as a RR (Registered Representative) and started their career in finance in 2000. Alan has worked at 27 firms and has passed the SIE, Series 99TO, Series 25 and Series 27 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
26 years in the financial services industry
Current & Past Employments
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Current Firm
IRONLIGHT MARKETS, LLC
Contact Information
Main Address
57 Vernon Parkway, Mount Vernon, NY 10552Mailing Address
57 Vernon Parkway, Mount Vernon, NY 10552Phone Number
(512) 416-8886Established
Delaware since 03/16/2023Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (6 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 25 — NYSE Trading Assistant Examination
Passed Mar 2000SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Alan Mitchell Krim's CRS (Customer Relationship Summary).
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