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Nicholas Abadiotakis

SPEEDTRADER,
Katonah, NY 10536
Some features on this profile are disabled
CRD#: 2268050
NA

Professional summary


Nicholas Abadiotakis, who also goes by Nicholas Abadiotakis Jr, Nick Abadiotakis Jr, Niko Abadiotakis Jr, is a registered financial professional currently at SPEEDTRADER, INC located in Katonah, New York.

Nicholas is registered as a RR (Registered Representative) and started their career in finance in 1992. Nicholas has worked at 6 firms and has passed the Series 63, Series 55, Series 7, Series 24 and Series 4 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Nicholas Abadiotakis Jr | Nick Abadiotakis Jr | Niko Abadiotakis Jr

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Nicholas Abadiotakis's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

September 11, 2025 - Present

SPEEDTRADER, INC

Office #1: 2875 Rt 35 Ste 5c-2, Katonah, NY 10536
BD
CRD#: 107403
Katonah, NY
Past

October 25, 2011 - June 20, 2013

SPEEDTRADER, INC

BD
CRD#: 107403
KATONAH, NY
Past

April 30, 2010 - October 28, 2011

PROTRADE SECURITIES, LLC

BD
CRD#: 149536
CARMEL, NY
Past

February 25, 2008 - April 20, 2010

SPEEDTRADER, INC

BD
CRD#: 107403
WEST PALM BEACH, FL
Past

May 19, 1998 - February 8, 2008

HUDSON SECURITIES,INC.

BD
CRD#: 10467
BOCA RATON, FL
Past

May 12, 1995 - June 1, 1998

CASTLE SECURITIES CORP.

BD
CRD#: 16077
FREEPORT, NY
Past

September 8, 1993 - May 15, 1995

TD AMERITRADE, INC.

BD
CRD#: 7870
OMAHA, NE
Past

September 21, 1992 - March 29, 1993

BERKELEY SECURITIES CORPORATION

BD
CRD#: 8397
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 9/24/1992
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 55
Date: 3/11/2000
Limited Representative-Equity Trader Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
NYSE Arca, Inc.

Current Firm


SI
SPEEDTRADER, INC
MINT GLOBAL MARKETS, INC. | STOCK USA INVESTMENTS, INC | STOCK USA INVESTMENTS | STOCK USA EXECUTION SERVICES, INC | STOCK USA | SPRINTTRADER | SPEEDTRADERPRO | SPEEDTRADER.COM, INC. | SPEEDTRADER, INC | SPEEDTRADER

CRD#: 107403 / SEC#: , 8-53035

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information


Main Address
2875 Rt 35 Ste 5c-2, Katonah, NY 10536
Mailing Address
2875 Rt 35 Ste 5c-2, Katonah, NY 10536
Phone number
(845) 531-2487
Established
New York since 06/30/1999
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
MINT GLOBAL HOLDINGS, INC.PARENT COMPANY
ELY, JOSEPH LEOCEO2936519
HALL, BRIAN DANIELFINOP4174803
JORDON, MARK WILLIAM JRCCO5961342
RAINBEAU, DAVIDCOO2964016

Disclosures


Regulatory Event21
Arbitration1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


SPEEDTRADER, INC

CRD#: 107403Katonah, NY 10536

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