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Nicholas Abadiotakis

SPEEDTRADER
KATONAH, NY
·CRD# 2268050·34 years experience

Professional Summary

Nicholas Abadiotakis, who also goes by Nicholas Abadiotakis Jr, Nick Abadiotakis Jr, Niko Abadiotakis Jr, is a registered financial advisor currently at SPEEDTRADER, INC located in Katonah, New York. Nicholas is registered as a RR (Registered Representative) and started their career in finance in 1992. Nicholas has worked at 6 firms and has passed the Series 63, Series 55, Series 7, Series 24 and Series 4 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Nicholas Abadiotakis Jr, Nick Abadiotakis Jr, Niko Abadiotakis Jr

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

34 years in the financial services industry

Current & Past Employments

SPEEDTRADER, INC·CRD# 107403
BD
2875 Rt 35 Ste 5c-2, Katonah, NY 10536
September 11, 2025 - Present
SPEEDTRADER, INC·CRD# 107403
BD
Katonah, NY
October 25, 2011 - June 20, 2013
PROTRADE SECURITIES, LLC·CRD# 149536
BD
Carmel, NY
April 30, 2010 - October 28, 2011
SPEEDTRADER, INC·CRD# 107403
BD
West Palm Beach, FL
February 25, 2008 - April 20, 2010
HUDSON SECURITIES,INC.·CRD# 10467
BD
Boca Raton, FL
May 19, 1998 - February 8, 2008
CASTLE SECURITIES CORP.·CRD# 16077
BD
Freeport, NY
May 12, 1995 - June 1, 1998
TD AMERITRADE, INC.·CRD# 7870
BD
Omaha, NE
September 8, 1993 - May 15, 1995
BERKELEY SECURITIES CORPORATION·CRD# 8397
BD
New York, NY
September 21, 1992 - March 29, 1993

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Current Firm

SI
SPEEDTRADER, INC

MINT GLOBAL MARKETS, INC. | STOCK USA INVESTMENTS, INC | STOCK USA INVESTMENTS | STOCK USA EXECUTION SERVICES, INC | STOCK USA | SPRINTTRADER | SPEEDTRADERPRO | SPEEDTRADER.COM, INC. | SPEEDTRADER, INC | SPEEDTRADER

CRD#: 107403 / SEC#: 8-53035
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

Contact Information

Main Address

2875 Rt 35 Ste 5c-2, Katonah, NY 10536

Mailing Address

2875 Rt 35 Ste 5c-2, Katonah, NY 10536

Phone Number

(845) 531-2487

Established

New York since 06/30/1999

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
MINT GLOBAL HOLDINGS, INC.PARENT COMPANY—
ELY, JOSEPH LEOCEO2936519
HALL, BRIAN DANIELFINOP4174803
JORDON, MARK WILLIAM JRCCO5961342
RAINBEAU, DAVIDCOO2964016

Disclosures

Regulatory Event

21

Arbitration

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1992About the Series 63 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Mar 2000

Series 7 — General Securities Representative Examination

Passed Sep 1992About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Apr 2008About the Series 24 exam

Series 4 — Registered Options Principal Examination

Passed Oct 1997About the Series 4 exam
NYSE Arca, Inc.
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Nicholas Abadiotakis's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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