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Attilio Aldo Albani

BA SECURITIES
W. CONSHOHOCKEN, PA
·CRD# 2241936·34 years experience

Professional Summary

Attilio Aldo Albani, who also goes by Attilio Aldo Albani Jr, is a registered financial advisor currently at BA SECURITIES, LLC located in W. Conshohocken, Pennsylvania. Attilio is registered as a RR (Registered Representative) and started their career in finance in 1992. Attilio has worked at 10 firms and has passed the Series 65, Series 63, Series 79TO, Series 99TO, SIE, Series 31, Series 7, Series 14 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Attilio Aldo Albani Jr

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

34 years in the financial services industry

Current & Past Employments

BA SECURITIES, LLC·CRD# 153489
BD
Four Tower Bridge 200 Barr Harbor Drive, Suite 400, W. Conshohocken, PA 19428
September 4, 2025 - Present
PINNACLE TRUST PARTNERS, LLC·CRD# 133686
RIA
Farmington, CT
September 17, 2009 - June 11, 2010
PTP SECURITIES, LLC·CRD# 136832
BD
Canton, CT
November 21, 2005 - November 10, 2025
JEROME P. GREENE & ASSOCIATES, LLC·CRD# 46075
BD
Indianapolis, IN
December 7, 2004 - December 13, 2005
CONNING INVESTMENT PRODUCTS, INC.·CRD# 120387
BD
Hartford, CT
November 16, 2004 - December 13, 2004
SWISS RE CAPITAL MARKETS CORPORATION·CRD# 39978
BD
New York, NY
July 2, 2003 - November 30, 2004
TCW FUNDS DISTRIBUTORS LLC·CRD# 16670
BD
Los Angeles, CA
February 2, 1997 - February 3, 2003
TUCKER ANTHONY INCORPORATED·CRD# 837
BD
Boston, MA
April 19, 1996 - January 15, 1997
TCW FUNDS DISTRIBUTORS LLC·CRD# 16670
BD
Los Angeles, CA
March 31, 1994 - April 1, 1996
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
New York, NY
July 31, 1993 - February 18, 1994
LEHMAN BROTHERS INC.·CRD# 7506
BD
New York, NY
June 15, 1992 - July 31, 1993

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Current Firm

BS
BA SECURITIES, LLC

BA SECURITIES, LLC | BLACKWOLF ADVISORS, LLC | BLACKWOLF ADVISORS

CRD#: 153489 / SEC#: 8-68545
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

Contact Information

Main Address

Four Tower Bridge 200 Barr Harbor Drive, Suite 400, W. Conshohocken, PA 19428

Mailing Address

Four Tower Bridge 200 Barr Harbor Drive, Suite 400, W. Conshohocken, PA 19428

Phone Number

(877) 738-5841

Established

Pennsylvania since 01/25/2010

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
BA HOLDCO, LLCOWNER—
BOLDEN, MICHAEL LABRADORCHIEF COMPLIANCE OFFICER6411755
CHUFF, JOHN JOSEPHPRINCIPAL1205736
HATLING, PEDER ALANPRINCIPAL5240595
JUILIANO, COLLEEN JANEFINOP4818898
KELLER-YOUNG, SUZANNEOPERATIONS MANAGER5495492
PICKENS, DANIEL NEHILPRINCIPAL1042225
WENTZLER, DENNIS RAYMONDPRESIDENT & AML OFFICER4221461

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Connecticut
(9/4/2025)
RR
Illinois
(9/30/2025)
RR
Indiana
(2/26/2026)
RR
Iowa
(1/9/2026)
RR
Missouri
(8/7/2026)
RR
Nebraska
(3/7/2026)
RR
New York
(9/30/2025)
RR
North Carolina
(9/30/2025)
RR
Ohio
(9/16/2026)
RR
Pennsylvania
(9/4/2025)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jun 1992About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 1992About the Series 63 exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 31 — Futures Managed Funds Examination

Passed Dec 1994About the Series 31 exam

Series 7 — General Securities Representative Examination

Passed Jun 1992About the Series 7 exam

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 24 — General Securities Principal Examination

Passed Oct 2004About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Attilio Aldo Albani's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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