Richard John Gatesman Ii
Professional Summary
Richard John Gatesman II, who also goes by Richard John Gatesman II, is a registered financial advisor currently at AXCELUS FINANCIAL DISTRIBUTION COMPANY located in Philadelphia, Pennsylvania. Richard is registered as a RR (Registered Representative) and started their career in finance in 1991. Richard has worked at 16 firms and has passed the Series 66, Series 63, Series 82TO, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Richard John Gatesman Ii
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
35 years in the financial services industry
Current & Past Employments
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Current Firm
AXCELUS FINANCIAL DISTRIBUTION COMPANY | PHOENIX EQUITY PLANNING CORPORATION | PHILADELPHIA FINANCIAL DISTRIBUTION COMPANY | PFG DISTRIBUTION COMPANY | LOMBARD INTERNATIONAL DISTRIBUTION COMPANY
Contact Information
Main Address
130 N 18th Street Suite 410, Philadelphia, PA 19103Mailing Address
130 N 18th Street Suite 410, Philadelphia, PA 19103Phone Number
(484) 530-4800Established
Delaware since 01/26/1995Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (49 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(2/18/2026)
(2/18/2026)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 82TO — Limited Representative-Private Securities Offerings
Passed Jan 2023About the Series 82TO examSeries 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Aug 1991About the Series 6 examSeries 26 — Investment Company Products/Variable Contracts Principal Examination
Passed Aug 1999About the Series 26 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Richard John Gatesman II's CRS (Customer Relationship Summary).
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