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JF

John Thomas Fischer

AXCELUS FINANCIAL DISTRIBUTION COMPANY
PHILADELPHIA, PA
·CRD# 1191103·42 years experience

Professional Summary

John Thomas Fischer, who also goes by John T Fischer, is a registered financial advisor currently at AXCELUS FINANCIAL DISTRIBUTION COMPANY located in Philadelphia, Pennsylvania. John is registered as a RR (Registered Representative) and started their career in finance in 1984. John has worked at 4 firms and has passed the Series 63, Series 99TO, SIE, Series 6, Series 7 and Series 26 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

John T Fischer

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

42 years in the financial services industry

Current & Past Employments

AXCELUS FINANCIAL DISTRIBUTION COMPANY·CRD# 38383
BD
1650 Market Street 8th Floor, Philadelphia, PA 19103
February 5, 1996 - Present
HUDSON SECURITIES,INC.·CRD# 10467
BD
Jersey City, NJ
November 19, 1986 - July 2, 1992
FORTH FINANCIAL SECURITIES, CORPORATION·CRD# 14363
BD
July 31, 1985 - September 14, 1988
JOHN HANCOCK DISTRIBUTORS LLC·CRD# 5249
BD
August 22, 1984 - July 14, 1986

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Current Firm

AF
AXCELUS FINANCIAL DISTRIBUTION COMPANY

AXCELUS FINANCIAL DISTRIBUTION COMPANY | PHOENIX EQUITY PLANNING CORPORATION | PHILADELPHIA FINANCIAL DISTRIBUTION COMPANY | PFG DISTRIBUTION COMPANY | LOMBARD INTERNATIONAL DISTRIBUTION COMPANY

CRD#: 38383 / SEC#: 8-48416
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

Contact Information

Main Address

130 N 18th Street Suite 410, Philadelphia, PA 19103

Mailing Address

130 N 18th Street Suite 410, Philadelphia, PA 19103

Phone Number

(484) 530-4800

Established

Delaware since 01/26/1995

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (49 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
APPS BD, LLCSHAREHOLDER—
BONNER, JOHN FRANCISDIRECTOR, VICE PRESIDENT, CONTROLLER, CHIEF FINANCIAL OFFICER, TREASURER, AND SECRETARY7983498
FISCHER, JOHN THOMASDIRECTOR1191103
KLEIN, VIRGINIA ANNDIRECTOR2985970
SODERBERG, ALISON NICOLEPRESIDENT & CHIEF COMPLIANCE OFFICER6824140

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(1/30/1997)
RR
Alaska
(8/22/2001)
RR
Arizona
(5/30/1996)
RR
Arkansas
(8/22/2001)
RR
California
(4/22/1996)
RR
Colorado
(1/30/1997)
RR
Connecticut
(1/30/1997)
RR
Delaware
(1/30/1997)
RR
District of Columbia
(2/5/1997)
RR
Florida
(8/13/1998)
RR
Georgia
(3/12/1997)
RR
Idaho
(2/17/2004)
RR
Illinois
(1/30/1997)
RR
Indiana
(5/31/1996)
RR
Iowa
(2/26/1997)
RR
Kansas
(1/30/1997)
RR
Kentucky
(1/30/1997)
RR
Louisiana
(2/7/1997)
RR
Maine
(2/17/2004)
RR
Maryland
(4/22/1996)
RR
Massachusetts
(2/27/2004)
RR
Michigan
(8/22/2001)
RR
Minnesota
(3/6/2002)
RR
Mississippi
(1/30/1997)
RR
Missouri
(1/31/1997)
RR
Montana
(2/17/2004)
RR
Nebraska
(7/26/1996)
RR
Nevada
(1/30/1997)
RR
New Jersey
(2/20/2004)
RR
New Mexico
(2/3/1997)
RR
New York
(3/26/2004)
RR
North Carolina
(8/23/2001)
RR
North Dakota
(7/3/1996)
RR
Ohio
(4/23/1996)
RR
Oklahoma
(1/30/1997)
RR
Oregon
(5/30/1996)
RR
Pennsylvania
(4/10/1996)
RR
Rhode Island
(2/4/1997)
RR
South Carolina
(3/12/1997)
RR
South Dakota
(8/22/2001)
RR
Tennessee
(8/22/2001)
RR
Texas
(6/19/1996)
RR
Utah
(1/30/1997)
RR
Virginia
(4/22/1996)
RR
Washington
(1/30/1997)
RR
West Virginia
(3/13/1997)
RR
Wisconsin
(2/3/1997)
RR
Wyoming
(1/31/1997)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 1996About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Feb 1996About the Series 6 exam

Series 7 — General Securities Representative Examination

Passed Aug 1984About the Series 7 exam

Series 26 — Investment Company Products/Variable Contracts Principal Examination

Passed Apr 1996About the Series 26 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view John Thomas Fischer's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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