Virginia Ann Klein
Professional Summary
Virginia Ann Klein, who also goes by VIrginia Ann Ronning, Virginia Ronning, is a registered financial advisor currently at AXCELUS FINANCIAL DISTRIBUTION COMPANY located in New York, New York. Virginia is registered as a RR (Registered Representative) and started their career in finance in 1998. Virginia has worked at 3 firms and has passed the Series 66, Series 63, Series 79TO, Series 99TO, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Virginia Ann Ronning, Virginia Ronning
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Videos & Posts
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Contact Information
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Years of Experience
28 years in the financial services industry
Current & Past Employments
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Current Firm
AXCELUS FINANCIAL DISTRIBUTION COMPANY | PHOENIX EQUITY PLANNING CORPORATION | PHILADELPHIA FINANCIAL DISTRIBUTION COMPANY | PFG DISTRIBUTION COMPANY | LOMBARD INTERNATIONAL DISTRIBUTION COMPANY
Contact Information
Main Address
130 N 18th Street Suite 410, Philadelphia, PA 19103Mailing Address
130 N 18th Street Suite 410, Philadelphia, PA 19103Phone Number
(484) 530-4800Established
Delaware since 01/26/1995Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (49 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(10/6/2015)
(11/24/2015)
(8/3/2024)
(10/6/2015)
(5/16/2025)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Virginia Ann Klein's CRS (Customer Relationship Summary).
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