Thomas John Boczar
CPWA®Professional Summary
Thomas John Boczar, CPWA® is a registered financial advisor currently at AXCELUS FINANCIAL DISTRIBUTION COMPANY located in Philadelphia, Pennsylvania. Thomas is registered as a RR (Registered Representative) and started their career in finance in 1991. Thomas has worked at 6 firms and has passed the Series 63, SIE, Series 3, Series 7, Series 24 and Series 53 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Credentials
Years of Experience
35 years in the financial services industry
Current & Past Employments
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Current Firm
AXCELUS FINANCIAL DISTRIBUTION COMPANY | PHOENIX EQUITY PLANNING CORPORATION | PHILADELPHIA FINANCIAL DISTRIBUTION COMPANY | PFG DISTRIBUTION COMPANY | LOMBARD INTERNATIONAL DISTRIBUTION COMPANY
Contact Information
Main Address
130 N 18th Street Suite 410, Philadelphia, PA 19103Mailing Address
130 N 18th Street Suite 410, Philadelphia, PA 19103Phone Number
(484) 530-4800Established
Delaware since 01/26/1995Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (49 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(9/26/2018)
(9/26/2018)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Thomas John Boczar's CRS (Customer Relationship Summary).
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