Joseph Paul Santanelli
Professional Summary
Joseph Paul Santanelli is a registered financial advisor currently at TRADEZERO AMERICA, INC. located in Brooklyn, New York. Joseph is registered as a RR (Registered Representative) and started their career in finance in 1991. Joseph has worked at 11 firms and has passed the Series 63, SIE, Series 7 and Series 4 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
35 years in the financial services industry
Current & Past Employments
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Current Firm
DIVY EQUITIES, INC. | TRADEZERO AMERICA, INC.
Contact Information
Main Address
67 35th Street Suite B450, Brooklyn, NY 11232Mailing Address
67 35th Street Suite B450 Box 5-4-bse, Brooklyn, NY 11232Phone Number
(718) 709-4925Established
Delaware since 09/02/2015Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRADEZERO USA INC | SHAREHOLDER | — |
| CALLEJAS, KHRIS | PRINCIPAL FINANCIAL OFFICER | 6062989 |
| CALLEJAS, KHRIS | FINOP | 6062989 |
| LUO, XIAOXIAO | MARKETING REGISTERED OPTIONS PRINCIPAL | 7046196 |
| NACCARELLI, ANTONY CARMINE | CHIEF COMPLIANCE OFFICER | 1412706 |
| SHEARIN, MICHAEL A | CHIEF OPERATIONS OFFICER | 6358252 |
| SZATHMARY, ORION KAZA BENJAMIN | CEO | 8325196 |
| WONG, BILLY | ROP | 5241493 |
Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(10/20/2021)
(10/26/2021)
(10/20/2021)
(10/20/2021)
(12/2/2021)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Joseph Paul Santanelli's CRS (Customer Relationship Summary).
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