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Bruce Glenn Pollack

CAMPFIRE CAPITAL
CHAPPAQUA, NY
·CRD# 2127911·9 years experience

Professional Summary

Bruce Glenn Pollack, who also goes by Bruce Glen Pollack, is a registered financial advisor currently at CAMPFIRE CAPITAL located in Chappaqua, New York. Bruce is registered as a RR (Registered Representative) and started their career in finance in 2016. Bruce has worked at 1 firm and has passed the Series 63, SIE and Series 79 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Bruce Glen Pollack

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

9 years in the financial services industry

Current & Past Employments

CAMPFIRE CAPITAL·CRD# 168457
BD
81 Campfire Rd, Chappaqua, NY 10514
December 6, 2016 - Present

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Current Firm

CC
CAMPFIRE CAPITAL

88 FINANCIAL GROUP | SWCD LLC | CAMPFIRE CAPITAL

CRD#: 168457 / SEC#: 8-69309
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

Contact Information

Main Address

81 Campfire Rd, Chappaqua, NY 10514

Mailing Address

81 Campfire Rd, Chappaqua, NY 10514

Phone Number

(917) 327-4561

Established

New York since 06/19/2008

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (15 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
GAUDET, PETER WILLIAMMANAGING MEMBER, PRESIDENT, CCO2505253
BEATON, DANIEL STEWARTFINOP4240769

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
New York
(5/15/2017)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 2017About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 79 — Investment Banking Registered Representative Examination

Passed Dec 2016About the Series 79 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Bruce Glenn Pollack's CRS (Customer Relationship Summary).

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