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Daniel Francis Ryan Jr.

E&J SECURITIES
NEW YORK, NY
·CRD# 2086059·26 years experience

Professional Summary

Daniel Francis Ryan JR., who also goes by Daniel Francis Ryan Jr, Daniel Francis Ryan, Daniel Franklin Ryan, is a registered financial advisor currently at E&J SECURITIES CORP. located in New York, New York. Daniel is registered as a RR (Registered Representative) and started their career in finance in 2000. Daniel has worked at 6 firms and has passed the Series 7A exam.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Daniel Francis Ryan Jr, Daniel Francis Ryan, Daniel Franklin Ryan

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

26 years in the financial services industry

Current & Past Employments

E&J SECURITIES CORP.·CRD# 37452
BD
C/o Accounting & Compliance International 199 Water Street 9th Fl, New York, NY, 10038
October 16, 2009 - Present
DRD SECURITIES, INC.·CRD# 142464
BD
New York, NY
January 2, 2007 - November 24, 2009
MINERO SECURITIES, LLC·CRD# 44312
BD
Massapequa Park, NY
February 23, 2005 - January 3, 2007
KELLOGG PARTNERS INSTITUTIONAL SERVICES LLC·CRD# 126935
BD
New York, NY
September 12, 2003 - March 9, 2005
KELLOGG CAPITAL MARKETS, LLC·CRD# 118790
BD
New York, NY
July 15, 2003 - September 15, 2003
COWEN AND COMPANY·CRD# 7616
BD
New York, NY
May 1, 2000 - July 16, 2003

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Current Firm

ES
E&J SECURITIES CORP.

E&J SECURITIES CORP.

CRD#: 37452 / SEC#: 8-47773
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

C/o Accounting & Compliance International 199 Water Street 9th Fl, New York, NY, 10038

Mailing Address

C/o Accounting & Compliance International 199 Water Street 9th Fl, New York, NY, 10038

Phone Number

(212) 306-2510

Established

New York since 10/21/1994

Firm Type

Corporation

Fiscal Year End

March

Firm Size

Small

FINRA licenses (1 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
CURRAN, EDWARD MICHAELPRES/DIR/SECY/TREAS/CEO/CCO1782784
BELL, DUNCAN DAVIDSALES SUPERVISOR1486257
CHUN, YUENNAFINOP/COO2219603

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 7A — Floor Broker Representative Exam

Passed Jul 2003
New York Stock Exchange
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Daniel Francis Ryan JR.'s CRS (Customer Relationship Summary).

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