Jeffrey J. Kraws
Professional summary
Jeffrey Jay Kraws, who also goes by Jeff Kraws, is a registered financial professional currently at BA SECURITIES, LLC located in W. Conshohocken, Pennsylvania.
Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 1991. Jeffrey has worked at 15 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jeffrey Jay Kraws's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 14, 2022 - Present
BA SECURITIES, LLC
Office #1: Four Tower Bridge 200 Barr Harbor Drive, Suite 400, W. Conshohocken, PA 19428March 13, 2019 - December 21, 2020
PIPER SANDLER & CO.
February 11, 2015 - September 21, 2017
TERRANOVA CAPITAL EQUITIES, INC
March 3, 2014 - July 22, 2014
FALLBROOK CAPITAL SECURITIES CORP.
February 23, 2012 - December 31, 2013
GLEN EAGLE WEALTH, LLC
January 3, 2011 - November 18, 2011
OLYMPUS SECURITIES, LLC
March 28, 2007 - January 26, 2011
BEDMINSTER FINANCIAL GROUP, LIMITED
February 19, 2004 - January 3, 2006
WINDSOR STREET CAPITAL, LP
April 29, 2002 - October 3, 2002
RYAN BECK & CO.
October 13, 1999 - May 13, 2002
GRUNTAL & CO., L.L.C.
September 6, 1996 - September 20, 1999
WELLS FARGO CLEARING SERVICES, LLC
April 15, 1996 - August 21, 1996
AROS SECURITIES INC.
February 11, 1993 - June 9, 1995
MONTGOMERY SECURITIES
May 21, 1992 - November 18, 1992
ALEX. BROWN & SONS INCORPORATED
July 2, 1991 - May 7, 1992
THE BUCKINGHAM RESEARCH GROUP INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/14/2022)
(1/5/2023)
(12/14/2022)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
BA SECURITIES, LLC
CRD#: 153489 / SEC#: , 8-68545
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BA HOLDCO, LLC | OWNER | |
| BOLDEN, MICHAEL LABRADOR | CHIEF COMPLIANCE OFFICER | 6411755 |
| CHUFF, JOHN JOSEPH | PRESIDENT | 1205736 |
| HATLING, PEDER ALAN | PRINCIPAL | 5240595 |
| JUILIANO, COLLEEN JANE | FINOP | 4818898 |
| KELLER-YOUNG, SUZANNE | OPERATIONS MANAGER | 5495492 |
| PICKENS, DANIEL NEHIL | PRINCIPAL | 1042225 |
| WENTZLER, DENNIS RAYMOND | CHIEF OPERATIONS OFFICER & AML OFFICER | 4221461 |
Red Flags
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