Benjamin Gray
Professional summary
Benjamin Gray, who also goes by Benjamin Nmn Gray, is a registered financial professional currently at ICR CAPITAL LLC located in New York, New York and PEI GLOBAL PARTNERS LLC located in New York, New York.
Benjamin is registered as a RR (Registered Representative) and started their career in finance in 1990. Benjamin has worked at 27 firms and has passed the Series 63, Series 52TO, Series 99TO, Series 57TO, SIE, Series 55, Series 7, Series 62, Series 14, Series 53, Series 10, Series 4, Series 9 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Benjamin Gray's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 30, 2019 - Present
ICR CAPITAL LLC
Office #1: 685 Third Avenue 18th Floor, New York, NY 10017October 16, 2020 - Present
PEI GLOBAL PARTNERS LLC
Office #1: 601 Lexington Avenue 55th Floor, New York, NY, 10022March 11, 2026 - Present
KNG SECURITIES USA INC
Office #1: Partial 21st Floor 650 Fifth Avenue, New York, NY 10019June 25, 2026 - Present
Office #1: 7000 W Palmetto Park Road Suite 503, Boca Raton, FL 33433
July 7, 2026 - Present
GLOBACAP PRIVATE MARKETS INC.
Office #1: 12 E 49th St. 11th Floor, New York, NY 10017November 26, 2024 - February 4, 2026
CAUSEWAY SECURITIES LLC
April 18, 2023 - October 10, 2024
MMM SECURITIES LLC
March 29, 2023 - September 30, 2025
OUTCOME CAPITAL, LLC
July 14, 2022 - August 25, 2023
GB CAPITAL MARKETS LLC
February 16, 2022 - December 23, 2022
CONVEX CAPITAL MARKETS LLC
April 25, 2020 - March 22, 2025
RADIUS SECURITIES LLC
December 10, 2018 - April 18, 2019
TWO RIVERS TRADING GROUP LLC
August 29, 2017 - March 15, 2018
OPTIMA SECURITIES LLC
January 13, 2017 - November 26, 2018
PREP SECURITIES, LLC
December 10, 2015 - January 3, 2017
SEIDEL & CO., LLC
October 7, 2015 - January 27, 2017
HUNTWICKE SECURITIES, LLC
February 2, 2010 - April 30, 2015
SEIDEL & CO., LLC
June 3, 2008 - January 30, 2009
DIMENSION BROKERAGE, LLC
June 3, 2008 - January 29, 2010
DIMENSION SECURITIES, LLC
May 5, 2008 - June 12, 2008
VDM CAPITAL MARKETS, LLC
May 5, 2008 - June 20, 2008
VDM TRADING, LLC
May 17, 2007 - March 27, 2008
EQUITY TRADING ONLINE, LLC
January 5, 2006 - November 29, 2006
XTF MARKET MAKING LLC
January 5, 2006 - November 29, 2006
WYNSTON HILL CAPITAL, LLC
December 6, 2005 - January 3, 2006
JOSEPH GUNNAR & CO. LLC
October 18, 2002 - December 2, 2005
SEIDEL & CO., LLC
October 10, 2001 - January 3, 2002
TAFFERER TRADING, LLC
June 23, 1998 - October 9, 2001
TAFFERER TRADING, LLC
July 24, 1992 - May 27, 1997
DINA SECURITIES, INC.
May 25, 1990 - April 23, 1993
ALL-TECH DIRECT, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/30/2019)
(7/30/2019)
(11/21/2022)
(5/21/2026)
(7/30/2019)
(6/11/2026)
(7/30/2019)
(5/29/2026)
(1/15/2021)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 12/3/1999
Limited Representative-Equity Trader ExamSeries 62
Date: 5/23/1990
Corporate Securities Limited Representative ExaminationFINRA
FINRA
Current Firm
GLOBACAP PRIVATE MARKETS INC.
CRD#: 328777 / SEC#: , 8-71181
Contact information
FINRA licenses (39 States and Territories)
Red Flags
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