Benjamin Gray
Professional Summary
Benjamin Gray, who also goes by Benjamin Nmn Gray, is a registered financial advisor currently at ICR CAPITAL LLC located in New York, New York and PEI GLOBAL PARTNERS LLC located in New York, New York. Benjamin is registered as a RR (Registered Representative) and started their career in finance in 1990. Benjamin has worked at 27 firms and has passed the Series 63, Series 52TO, Series 99TO, Series 57TO, SIE, Series 55, Series 7,...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Benjamin Nmn Gray
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
36 years in the financial services industry
Current & Past Employments
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Current Firm
APEXINVEST MARKETS LLC | GLOBACAP PRIVATE MARKETS INC. | CBOE PRIVATE MARKETS
Contact Information
Main Address
150 East 52nd Street Suite 6000, New York, NY 10022Mailing Address
150 East 52nd Street Suite 6000, New York, NY 10022Phone Number
(646) 479-6743Established
Delaware since 01/23/2026Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (51 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(7/30/2019)
(7/30/2019)
(11/21/2022)
(5/21/2026)
(7/30/2019)
(7/15/2026)
(7/17/2026)
(6/11/2026)
(7/30/2019)
(5/29/2026)
(1/15/2021)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Jan 2023About the Series 52TO examSeries 55 — Limited Representative-Equity Trader Exam
Passed Dec 1999Series 62 — Corporate Securities Limited Representative Examination
Passed May 1990Series 10 — General Securities Sales Supervisor - General Module Examination
Passed Dec 2001About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Aug 2001About the Series 9 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Benjamin Gray's CRS (Customer Relationship Summary).
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