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Gerard Michael Visci

MARIVA CAPITAL MARKETS
MIAMI, FL
·CRD# 2066721·33 years experience

Professional Summary

Gerard Michael Visci, who also goes by Gerry VIsci, is a registered financial advisor currently at MARIVA CAPITAL MARKETS, LLC located in Miami, Florida and APEXINVEST MARKETS LLC located in New York, New York. Gerard is registered as a RR (Registered Representative) and started their career in finance in 1993. Gerard has worked at 20 firms and has passed the Series 66, Series 63, Series 6TO, Series 99TO, Series 52TO, SIE, Series 3, Series 7,...

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Gerry Visci

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Contact Information

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

33 years in the financial services industry

Current & Past Employments

MARIVA CAPITAL MARKETS, LLC·CRD# 156171
BD
150 Se 2nd Avenue Suite Ph 4, Miami, FL 33131
October 9, 2024 - Present
APEXINVEST MARKETS LLC·CRD# 328777
BD
150 East 52nd Street Suite 6000, New York, NY 10022
February 4, 2026 - Present
APEXINVEST MARKETS LLC·CRD# 328777
BD
New York, NY
May 23, 2025 - June 28, 2025
REMSENBURG SECURITIES, LLC·CRD# 322870
BD
New York, NY
April 25, 2025 - November 25, 2025
LINQTO CAPITAL·CRD# 314557
BD
New York, NY
August 7, 2024 - December 11, 2024
OPENDEAL BROKER LLC·CRD# 291387
BD
New York, NY
December 22, 2022 - February 1, 2024
BG STRATEGIC ADVISORS LLC·CRD# 124448
BD
West Palm Beach, FL
June 30, 2021 - October 6, 2021
KIPLING JONES & CO., LTD.·CRD# 144730
BD
Houston, TX
February 10, 2021 - March 30, 2021
CAPELLA SECURITIES LLC·CRD# 174167
BD
New York, NY
February 1, 2021 - July 7, 2022
OHANAE SECURITIES LLC·CRD# 304656
BD
New York, NY
September 9, 2020 - July 7, 2022
OPENDEAL BROKER LLC·CRD# 297797
BD
New York, NY
February 13, 2020 - April 4, 2023
SNOWBRIDGE SECURITIES LLC·CRD# 301996
BD
Summit, NJ
September 4, 2019 - July 7, 2022
GB CAPITAL MARKETS LLC·CRD# 25591
BD
New York, NY
February 22, 2019 - July 7, 2022
RELATED FINANCIAL SERVICES, LLC·CRD# 170005
BD
New York, NY
December 24, 2018 - May 21, 2019
QUINT CAPITAL CORPORATION·CRD# 26586
RIA
New York, NY
December 6, 2017 - February 19, 2019
TOUSSAINT CAPITAL PARTNERS, LLC·CRD# 130290
BD
Freehold, NJ
February 22, 2016 - October 4, 2016
QUINT CAPITAL CORPORATION·CRD# 26586
BD
New York, NY
October 22, 2015 - February 19, 2019
FTX CAPITAL MARKETS LLC·CRD# 158816
BD
New York, NY
February 25, 2014 - September 9, 2015
BUCKMAN, BUCKMAN & REID, INC.·CRD# 23407
BD
Shrewsbury, NJ
October 22, 2013 - February 24, 2014
DIRECT ACCESS PARTNERS LLC·CRD# 120950
BD
Littleton, CO
June 14, 2006 - August 29, 2013
SECOND STREET SECURITIES, INC.·CRD# 42404
BD
San Francisco, CA
June 9, 1997 - June 7, 2006
THOMSON INSTITUTIONAL SERVICES INC.·CRD# 26653
BD
New York, NY
October 7, 1993 - April 22, 1997

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Current Firm

AM
APEXINVEST MARKETS LLC

APEXINVEST MARKETS LLC | GLOBACAP PRIVATE MARKETS INC. | CBOE PRIVATE MARKETS

CRD#: 328777 / SEC#: 8-71181
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

150 East 52nd Street Suite 6000, New York, NY 10022

Mailing Address

150 East 52nd Street Suite 6000, New York, NY 10022

Phone Number

(646) 479-6743

Established

Delaware since 01/23/2026

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
APEX US HOLDINGS LLCOWNER—
BEATON, DANIEL STEWARTFINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER4240769
GRAY, BENJAMINCO-CCO1946982
PEDVIS, ANDREWCEO7173906
VISCI, GERARD MICHAELCO-CCO2066721

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Florida
(10/10/2024)
RR
New Jersey
(10/10/2024)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jul 2017About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1997About the Series 63 exam

Series 6TO — Investment Company Products/Variable Contracts Representative Examination

Passed Oct 2024About the Series 6TO exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 52TO — Municipal Securities Representative Examination

Passed Jan 2023About the Series 52TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 3 — National Commodity Futures Examination

Passed Jan 2010About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Aug 1994About the Series 7 exam

Series 4 — Registered Options Principal Examination

Passed Oct 2024About the Series 4 exam

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 53 — Municipal Securities Principal Examination

Passed Mar 1995About the Series 53 exam

Series 24 — General Securities Principal Examination

Passed Oct 1994About the Series 24 exam

Series 27 — Financial and Operations Principal Examination

Passed Sep 1993About the Series 27 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Gerard Michael Visci's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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